Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodney Marcus ScottCetera Investment Services LLCAmeriprise Financial Services, Inc.$15010-28-2019
Stanford Hastings RobertsSA Stone Wealth Management Inc.Ameriprise Financial Services, Inc.09-20-2019
Andrew C WaltersEdward JonesAmeriprise Financial Services, Inc.01-28-2019
Angelo Michael FerlisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2511-28-2018
James Alexander Waters Jr.FSC Securities CorporationAmeriprise Financial Services, Inc.$1010-27-2017
Robert Hays LatimerOneAscent Financial Services LLCAmeriprise Financial Services, Inc.03-22-2017
Cavett Robert CooperOneAscent Financial Services LLCAmeriprise Financial Services, Inc.03-22-2017
Dennis Randall LairdRFG Advisory, LLCAmeriprise Financial Services, Inc.12-07-2016
Donald Sherwood LundyRFG Advisory, LLCAmeriprise Financial Services, Inc.12-07-2016
Dennis Laird, Donald Lundy, Jogn PfaudlerLPL Financial LLCAmeriprise Financial Services, Inc.$12012-02-2016
Jonna Purse ToddCetera Investment Services LLCAmeriprise Financial Services, Inc.$2511-02-2016
Robert William MorrisBB&T Securities, LLCAmeriprise Financial Services, Inc.$5002-05-2016
Elliot Jerome HicksSecurities America, Inc.Ameriprise Financial Services, Inc.10-30-2015
William Lance HocuttRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1009-18-2015
Kevin Wade HarperRFG Advisory, LLCAmeriprise Financial Services, Inc.05-28-2015
Margaret Elizabeth HallCetera Advisors LLCAmeriprise Financial Services, Inc.$1004-17-2015
James Harol Harrison Jr.RFG Advisory, LLCAmeriprise Financial Services, Inc.02-23-2015
Clayton Bitting AhoRFG Advisory, LLCAmeriprise Financial Services, Inc.02-10-2015
Daryl Scott KrogmannCetera Investment Services LLCAmeriprise Financial Services, Inc.02-27-2014
Mark Francis PoslajkoLPL Financial LLCAmeriprise Financial Services, Inc.$1007-22-2013
David Shelley Le CompteBridgeworth, LLCAmeriprise Financial Services, Inc.08-16-2012
Jeris Burns GastonBridgeworth, LLCAmeriprise Financial Services, Inc.08-16-2012
Harry W. Freeman Jr.LPL Financial LLCAmeriprise Financial Services, Inc.12-09-2011
Megan Louise SpainLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.01-05-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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