Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Megan Louise SpainLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.$10001-05-2009
Michael Devine DuniganMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$25009-23-2009
William Wheaton King IIINext Financial Group, Inc.Ameriprise Financial Services, Inc.05-03-2010
Angelo Ferlisi, Randy Laird, Bill Morris, Pearson MatthewsMorgan StanleyAmeriprise Financial Services, Inc.$13410-15-2010
Harry W. Freeman Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$50012-09-2011
Larry Allen WalckCetera Advisors LLCAmeriprise Financial Services, Inc.$10002-10-2012
Robert D WarrenMorgan StanleyAmeriprise Financial Services, Inc.06-18-2012
David Shelley Le CompteBridgeworth, LLCAmeriprise Financial Services, Inc.08-16-2012
Jeris Burns GastonBridgeworth, LLCAmeriprise Financial Services, Inc.08-16-2012
Mark Francis PoslajkoLPL Financial LLCAmeriprise Financial Services, Inc.$10007-22-2013
John Douglas TaborCetera Investment Services LLCAmeriprise Financial Services, Inc.08-23-2013
Dennis Alan Haubert Jr.Cetera Investment Services LLCAmeriprise Financial Services, Inc.$50009-25-2013
Daryl Scott KrogmannCetera Investment Services LLCAmeriprise Financial Services, Inc.02-27-2014
Mayo M WoodwardBB&T Securities, LLCAmeriprise Financial Services, Inc.$10001-28-2015
Clayton Bitting AhoRFG Advisory, LLCAmeriprise Financial Services, Inc.02-10-2015
Kerry Norman WilliamsonKestra Investment Services, LLCAmeriprise Financial Services, Inc.$25002-18-2015
William E Griggs IIIKestra Investment Services, LLCAmeriprise Financial Services, Inc.$50002-18-2015
James Harol Harrison Jr.RFG Advisory, LLCAmeriprise Financial Services, Inc.02-23-2015
Margaret Elizabeth HallCetera Advisors LLCAmeriprise Financial Services, Inc.$10004-17-2015
Kevin Wade HarperRFG Advisory, LLCAmeriprise Financial Services, Inc.05-28-2015
WILLIAM LANCE HOCUTTRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10009-18-2015
Michael Shawn SyxRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$25009-24-2015
Jonathan Evans LoweryMetLife Securities Inc.Ameriprise Financial Services, Inc.12-17-2015
Robert William MorrisBB&T Securities, LLCAmeriprise Financial Services, Inc.$50002-05-2016
Jonna Purse ToddCetera Investment Services LLCAmeriprise Financial Services, Inc.$25011-02-2016
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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