Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex M GastOneAscent Financial Services LLCAmeriprise Financial Services, Inc.03-22-2017
Andrew C WaltersEdward JonesAmeriprise Financial Services, Inc.01-28-2019
Angelo Ferlisi, Randy Laird, Bill Morris, Pearson MatthewsMorgan StanleyAmeriprise Financial Services, Inc.$13410-15-2010
Angelo Michael FerlisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$25011-28-2018
Cavett Robert CooperOneAscent Financial Services LLCAmeriprise Financial Services, Inc.03-22-2017
Clayton Bitting AhoRFG Advisory, LLCAmeriprise Financial Services, Inc.02-10-2015
Craig Olin Vinson Jr.Raymond James & Associates, Inc.Ameriprise Financial Services, Inc.04-18-2019
Daryl Scott KrogmannCetera Investment Services LLCAmeriprise Financial Services, Inc.02-27-2014
David Shelley Le CompteBridgeworth, LLCAmeriprise Financial Services, Inc.08-16-2012
Dennis Alan Haubert Jr.Cetera Investment Services LLCAmeriprise Financial Services, Inc.$50009-25-2013
Dennis Randall LairdRFG Advisory, LLCAmeriprise Financial Services, Inc.12-07-2016
Donald Sherwood LundyRFG Advisory, LLCAmeriprise Financial Services, Inc.12-07-2016
Harry W. Freeman Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$50012-09-2011
HOPE MICHELE STRONGOneAscent Financial Services LLCAmeriprise Financial Services, Inc.03-22-2017
James Alexander Waters Jr.FSC Securities CorporationAmeriprise Financial Services, Inc.$10010-27-2017
James Harol Harrison Jr.RFG Advisory, LLCAmeriprise Financial Services, Inc.02-23-2015
Jeris Burns GastonBridgeworth, LLCAmeriprise Financial Services, Inc.08-16-2012
John Douglas TaborCetera Investment Services LLCAmeriprise Financial Services, Inc.08-23-2013
John William Pfaudler Jr.RFG Advisory, LLCAmeriprise Financial Services, Inc.12-08-2016
Jonathan Evans LoweryMetLife Securities Inc.Ameriprise Financial Services, Inc.12-17-2015
Jonna Purse ToddCetera Investment Services LLCAmeriprise Financial Services, Inc.$25011-02-2016
Jordan Plaster, Clark Scarvey, Harry ShumakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$33304-21-2017
Kerry Norman WilliamsonKestra Investment Services, LLCAmeriprise Financial Services, Inc.$25002-18-2015
Kevin Wade HarperRFG Advisory, LLCAmeriprise Financial Services, Inc.05-28-2015
Larry Allen WalckCetera Advisors LLCAmeriprise Financial Services, Inc.$10002-10-2012
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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