Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$2505-31-2019
Wade T CardonLPL Financial LLCAmeriprise Financial Services, Inc.$8004-25-2019
Martial Camille MartinoniLPL Financial LLCAmeriprise Financial Services, Inc.$9504-25-2019
Robert Soren LarsenClient One Securities LLCAmeriprise Financial Services, Inc.$2504-01-2019
Andrew Dale GaberLPL Financial LLCAmeriprise Financial Services, Inc.08-30-2018
Steven A SchulmanMoney Concepts Capital CorpAmeriprise Financial Services, Inc.$10005-03-2018
Michael Adolph FedericoFirst Financial Equity CorporationAmeriprise Financial Services, Inc.02-16-2018
Betty Jean ConnorsMoors & Cabot, Inc.Ameriprise Financial Services, Inc.$4901-16-2018
Stephen Richard SearleEvergreen Investment Management, LLCAmeriprise Financial Services, Inc.12-13-2017
Matthew James DunphyFinancial Engines Advisors L.L.C.Ameriprise Financial Services, Inc.09-20-2017
Janet Joann BrandtMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-23-2017
Lesley Marshall VanborssumCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2507-24-2017
James Paul LesniewskiLPL Financial LLCAmeriprise Financial Services, Inc.$5009-30-2016
Kimberly Lynn HerreraBBVA Securities Inc.Ameriprise Financial Services, Inc.$5006-16-2016
Matthew Joseph FigueroaPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.04-01-2016
Christine M FroehleSagePoint Financial, Inc.Ameriprise Financial Services, Inc.01-26-2016
Brian Patrick JackPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.01-22-2016
Russell A AndrewsFirst Financial Equity CorporationAmeriprise Financial Services, Inc.$2504-13-2015
Robert Charles TorciviaMoors & Cabot, Inc.Ameriprise Financial Services, Inc.03-03-2015
John Steven SeculoffThe Mutual Fund StoreAmeriprise Financial Services, Inc.02-04-2015
Lawrence Hubert ParkerWaddell & ReedAmeriprise Financial Services, Inc.02-07-2014
Harley Eric CranswickLincoln InvestmentAmeriprise Financial Services, Inc.01-13-2014
Garrett Michael SambEdward JonesAmeriprise Financial Services, Inc.12-13-2013
Nicholas Colt SchiermanUSAA Financial Advisors, Inc.Ameriprise Financial Services, Inc.12-12-2013
James Paul NorrisLPL Financial LLCAmeriprise Financial Services, Inc.09-26-2013
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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