Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Reggie U AlilonuAvantax Investment Services, Inc.Ameriprise Financial Services, Inc.10-19-2012
Melissa Marietta NorvelleAXA Advisors, LLCAmeriprise Financial Services, Inc.12-08-2010
John Norbert FlickingerBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.09-05-2018
Kimberly Lynn HerreraBBVA Securities Inc.Ameriprise Financial Services, Inc.$50006-16-2016
Lesley Marshall VanborssumCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$25007-24-2017
Robert Soren LarsenClient One Securities LLCAmeriprise Financial Services, Inc.$25004-01-2019
Thomas Michael LawlessCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$25008-20-2019
Michael William SchroederCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-20-2019
Michael Jeffrey PassanteCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-20-2019
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$25005-31-2019
Roger Dennis WoodCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50005-06-2011
Garrett Michael SambEdward JonesAmeriprise Financial Services, Inc.12-13-2013
Stephen Richard SearleEvergreen Investment Management, LLCAmeriprise Financial Services, Inc.12-13-2017
Matthew James DunphyFinancial Engines Advisors L.L.C.Ameriprise Financial Services, Inc.09-20-2017
Michael Adolph FedericoFirst Financial Equity CorporationAmeriprise Financial Services, Inc.02-16-2018
Russell A AndrewsFirst Financial Equity CorporationAmeriprise Financial Services, Inc.$25004-13-2015
Lewis Earl Carns Jr.First Financial Equity CorporationAmeriprise Financial Services, Inc.05-13-2011
Ronald William WeddleFirst Financial Equity CorporationAmeriprise Financial Services, Inc.$80002-04-2010
Lee Kim BrownFirst Financial Equity CorporationAmeriprise Financial Services, Inc.$25001-25-2010
Harley Eric CranswickLincoln InvestmentAmeriprise Financial Services, Inc.$10001-13-2014
Timothy Jay WoodsLPL Financial LLCAmeriprise Financial Services, Inc.11-04-2019
Wade T CardonLPL Financial LLCAmeriprise Financial Services, Inc.$80004-25-2019
Martial Camille MartinoniLPL Financial LLCAmeriprise Financial Services, Inc.$95004-25-2019
Andrew Dale GaberLPL Financial LLCAmeriprise Financial Services, Inc.08-30-2018
James Paul LesniewskiLPL Financial LLCAmeriprise Financial Services, Inc.$50009-30-2016
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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