Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott David CarlAbacus Wealth PartnersAmeriprise Financial Services, Inc.09-07-2012
Donald Louis DalesandroAdvanced Practice Advisors, LLCAmeriprise Financial Services, Inc.02-10-2011
JEFFREY ALAN CLARKAldrich Wealth LPAmeriprise Financial Services, Inc.09-16-2015
Andrei Nicolai JigalinAlpha Wealth Management and Planning LLCAmeriprise Financial Services, Inc.06-29-2012
Richard Anthony Avilez AlexanderAmeriprise Financial Services, Inc.Ameriprise Financial Services, Inc.$50003-20-2015
Jennyjian Jian SuAXA Advisors, LLCAmeriprise Financial Services, Inc.12-10-2013
Blenda Angel HinesBahr Financial Planning Network, Inc.Ameriprise Financial Services, Inc.08-11-2010
Rich Jon CerrutiBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.06-30-2016
David H. MarinoffBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.05-16-2011
Brandon Lee JenkinsBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.$25005-10-2011
Dustin Hartley WeaverBarnes Wealth Management GroupAmeriprise Financial Services, Inc.09-24-2019
Pamela Gompertz SchmitzBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Brandon Jay MillerBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Abraham MartinezBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Shilpa Girish AndalkarBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
John Joseph LeachCalabasas Advisory Group, LLCAmeriprise Financial Services, Inc.05-02-2017
Jason Nils SemelengCalabasas Advisory Group, LLCAmeriprise Financial Services, Inc.05-02-2017
Adam Michael TroyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.05-22-2017
Cindy Shu-Way ShiCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$10007-30-2012
Richard Edward MarekCapital AnalystsAmeriprise Financial Services, Inc.10-02-2018
Steven W. LundquistCentaurus Financial, Inc.Ameriprise Financial Services, Inc.$60012-19-2018
Tyrone L. ChowCetera Advisor Networks LLCAmeriprise Financial Services, Inc.07-31-2019
Mark J. TaylorCetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-01-2018
Lynnette Michelle McGill-KoehnCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$25003-06-2009
Thomas James CarlsonCetera Advisors LLCAmeriprise Financial Services, Inc.$10003-22-2013
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Showing 1 to 25 of 371 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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