Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Gregory CookLPL Financial LLCAmeriprise Financial Services, Inc.11-12-2019
Aaron Letellier Polk Jr.Securian Financial Services, Inc.Ameriprise Financial Services, Inc.08-01-2013
Aaron WolsonWells Fargo AdvisorsAmeriprise Financial Services, Inc.$5202-17-2012
Abraham MartinezBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Adam Lawrence KochWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.07-26-2019
Adam Michael TroyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.05-22-2017
Adam Paul JolivetMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10005-24-2010
Alan Thomas LennickHilltop Securities Inc.Ameriprise Financial Services, Inc.08-30-2016
Alejandro Jose-Megino OchoaIndependent Financial PartnersAmeriprise Financial Services, Inc.08-22-2016
Alexander Jonathan VoilsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$28012-18-2015
Alfredo PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-16-2016
Alicia Anne IvancovichFinancially Healthy, LLCAmeriprise Financial Services, Inc.03-21-2011
Alison Oriana VentoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-03-2012
Alvin SandersLPL Financial LLCAmeriprise Financial Services, Inc.$10007-27-2010
Amelia Sterling MorganNYLIFE Securities LLCAmeriprise Financial Services, Inc.10-25-2010
Amy Janelle ViolanteLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.11-03-2017
Anat Nurit Levy YoderCommonwealth Financial NetworkAmeriprise Financial Services, Inc.04-05-2013
Andre Luiz Miranda PaivaJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.03-23-2017
Andrei Nicolai JigalinAlpha Wealth Management and Planning LLCAmeriprise Financial Services, Inc.06-29-2012
Andrew Chunki YipState Farm VP Management Corp.Ameriprise Financial Services, Inc.$50012-10-2014
Andrew Howard WalmsleyLPL Financial LLCAmeriprise Financial Services, Inc.$10003-05-2012
Angela Dawn O NeilinLPL Financial LLCAmeriprise Financial Services, Inc.10-05-2016
Anh Thicam NguyenPrincipal Securities, Inc.Ameriprise Financial Services, Inc.07-29-2010
Ann Bowers KinderLPL Financial LLCAmeriprise Financial Services, Inc.$25008-08-2018
Ann Marie B. LangNYLIFE Securities LLCAmeriprise Financial Services, Inc.02-12-2009
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Showing 1 to 25 of 371 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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