Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham MartinezBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Adam Lawrence KochWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-26-2019
Adam Michael TroyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.05-22-2017
Alan Thomas LennickHilltop Securities Inc.Ameriprise Financial Services, Inc.08-30-2016
Alexander Jonathan VoilsWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.12-18-2015
Alfredo PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-16-2016
Alicia Anne IvancovichFinancially Healthy, LLCAmeriprise Financial Services, Inc.03-21-2011
Alvin SandersLPL Financial LLCAmeriprise Financial Services, Inc.$1007-27-2010
Andrei Nicolai JigalinAlpha Wealth Management and Planning LLCAmeriprise Financial Services, Inc.06-29-2012
Anh Thicam NguyenPrincipal Securities, Inc.Ameriprise Financial Services, Inc.07-29-2010
Ann Bowers KinderLPL Financial LLCAmeriprise Financial Services, Inc.$2508-08-2018
Anthony Charles McLeanLPL Financial LLCAmeriprise Financial Services, Inc.03-30-2015
Anthony Jerome AbadillaNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.02-04-2009
Antonio Rafael RosadoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$1003-14-2019
Barry CraineWaddell & ReedAmeriprise Financial Services, Inc.10-30-2015
Beverly W. RobinsonLaurel Wealth Advisors, Inc.Ameriprise Financial Services, Inc.02-27-2014
Blenda Angel HinesBahr Financial Planning Network, Inc.Ameriprise Financial Services, Inc.08-11-2010
Bradley Damon ChapmanOpus Private Wealth Group, LLCAmeriprise Financial Services, Inc.12-02-2014
Brandon Jay MillerBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Brent John WoolseyRed Crane Wealth Management, LLCAmeriprise Financial Services, Inc.07-07-2016
Brian Jeffrey GriffithLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Brian Michael ProbstMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-12-2014
Brian Nathaniel FosterWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.11-16-2012
Brooke Elizabeth DuchaneyLPL Financial LLCAmeriprise Financial Services, Inc.10-02-2018
Bruce Mathew GallowayMorgan StanleyAmeriprise Financial Services, Inc.$3608-04-2017
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Showing 1 to 25 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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