Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Gregory CookLPL Financial LLCAmeriprise Financial Services, Inc.11-12-2019
Clive Leacroft McKayInvestacorp, Inc.Ameriprise Financial Services, Inc.10-09-2019
Jeremy Adam MiddletonPruco Securities, LLC.Ameriprise Financial Services, Inc.10-08-2019
Dustin Hartley WeaverBarnes Wealth Management GroupAmeriprise Financial Services, Inc.09-24-2019
Tyrone L. ChowCetera Advisor Networks LLCAmeriprise Financial Services, Inc.07-31-2019
Adam Lawrence KochWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.07-26-2019
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, Inc.06-12-2019
George Allen Yackey Jr.SCF Securities, Inc.Ameriprise Financial Services, Inc.05-21-2019
Jessica Elizabeth AbramsLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
John Daniel QuinnLPL Financial LLCAmeriprise Financial Services, Inc.05-10-2019
Patrick John McNaughtonMcNaughton Wealth Management, LLCAmeriprise Financial Services, Inc.04-10-2019
Jennifer B. MatthewsMcNaughton Wealth Management, LLCAmeriprise Financial Services, Inc.04-10-2019
Stan Dong Woon ChooPerennial Financial ServicesAmeriprise Financial Services, Inc.03-29-2019
Bridget N. ConlonLPL Financial LLCAmeriprise Financial Services, Inc.03-19-2019
Erica Eileen LaMountainNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.01-29-2019
Christopher Joseph KoningCWM, LLCAmeriprise Financial Services, Inc.01-03-2019
Maria T ReidMorgan StanleyAmeriprise Financial Services, Inc.12-18-2018
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-14-2018
Christopher Anthony ConnellyGlobal Retirement Partners LLCAmeriprise Financial Services, Inc.12-06-2018
Mark J. TaylorCetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-01-2018
Khoi Duy NguyenWata Capital LLCAmeriprise Financial Services, Inc.11-01-2018
Brooke Elizabeth DuchaneyLPL Financial LLCAmeriprise Financial Services, Inc.10-02-2018
Richard Edward MarekCapital AnalystsAmeriprise Financial Services, Inc.10-02-2018
Chi Fai Fai MakEquity Services, Inc.Ameriprise Financial Services, Inc.09-21-2018
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Showing 1 to 25 of 371 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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