Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Henry JanssenLPL Financial LLCAmeriprise Financial Services, Inc.$25008-30-2019
J Kim SimmonsLPL Financial LLCAmeriprise Financial Services, Inc.$10006-07-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$10005-20-2019
Jerry Leon GruberProgress Alliance Investment ServicesAmeriprise Financial Services, Inc.04-08-2019
William Edward LourceyCetera Advisors LLCAmeriprise Financial Services, Inc.$10012-13-2018
Tuan Tran PhanLPL Financial LLCAmeriprise Financial Services, Inc.10-01-2018
Darren Leonard BishopWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$10009-28-2018
Matthew Joshua SmithWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$10009-28-2018
Daniel Shawn OrourkeO'Rourke FinancialAmeriprise Financial Services, Inc.09-24-2018
Sarah J. ContinoCAM Investor SolutionsAmeriprise Financial Services, Inc.07-13-2018
Todd Anthony LienSigma Financial CorporationAmeriprise Financial Services, Inc.$50006-08-2018
Christopher Daniel LongRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10010-13-2017
Carol Rogers BreglioRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$25010-13-2017
Loretta ChiofoloAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, Inc.$77006-23-2017
Norman Milton BaldThe Leaders Group, Inc.Ameriprise Financial Services, Inc.$10006-01-2017
Derek Stefan CheshireU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.04-10-2017
James R WilliamsNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-30-2017
Michael Anthony ColemanWestern Wealth Management LLCAmeriprise Financial Services, Inc.03-06-2017
Jonathan Mike MoranchelWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.02-07-2017
Petra ZuntRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.10-05-2016
Tena KautzMSI Financial ServicesAmeriprise Financial Services, Inc.$7608-31-2016
James J. O'BrienCeteraAmeriprise Financial Services, Inc.$9207-15-2016
Laura Ann BickelCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-24-2016
Richard Lehmann CarrollFirst Ascent Financial, LLCAmeriprise Financial Services, Inc.01-04-2016
J. Leland Davis, Jeremy L. DavisCeteraAmeriprise Financial Services, Inc.$18012-03-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.