Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alejandro CarrasquelBBVA Securities Inc.Ameriprise Financial Services, Inc.$15006-17-2013
Andrew Joseph OswaldFlaharty Asset Management, LLCAmeriprise Financial Services, Inc.11-12-2014
Andrew M WatkinsMorgan StanleyAmeriprise Financial Services, Inc.$10002-04-2011
Andrew Malcolm YaleLPL Financial LLCAmeriprise Financial Services, Inc.02-05-2019
Ann Blythe MillerRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-23-2015
Austen Andrew-Phillip JacksProEquities, Inc.Ameriprise Financial Services, Inc.11-18-2015
Barbara Eileen SacharowLPL Financial LLCAmeriprise Financial Services, Inc.$1009-03-2010
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, Inc.08-27-2018
Bradford Willis LoucksSecurian Financial Services, Inc.Ameriprise Financial Services, Inc.$5007-15-2016
Brandon Richard OpreTrustTree Financial LLCAmeriprise Financial Services, Inc.05-24-2017
Brendan John DonoghueMorgan StanleyAmeriprise Financial Services, Inc.06-21-2010
Brent Stephen HillerichMid Atlantic Financial Management, Inc.Ameriprise Financial Services, Inc.10-13-2017
Brian Anthony GroganMid Atlantic Financial Management, Inc.Ameriprise Financial Services, Inc.10-13-2017
Brian Thomas RumblesCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.10-31-2018
Brian William KrausLPL Financial LLCAmeriprise Financial Services, Inc.06-05-2018
Bryan Lee BlackwellRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1007-08-2019
Burt William MiltenbergerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5005-31-2019
Catherine Lynne O'ConnorO'Connor Portfolio Management LLCAmeriprise Financial Services, Inc.10-28-2013
Chadwick Lynn HargisCetera Advisors LLCAmeriprise Financial Services, Inc.$2509-13-2013
Charles Andrew FischerMorgan StanleyAmeriprise Financial Services, Inc.$2501-22-2016
Chuck Kamal ChucriPruco Securities, LLC.Ameriprise Financial Services, Inc.08-10-2009
Clyde Anthony JensenWoodstock Financial Group, Inc.Ameriprise Financial Services, Inc.$1010-05-2018
Colin Guimin FengAXA Advisors, LLCAmeriprise Financial Services, Inc.02-13-2009
Craig Lee SmithSecurities America, Inc.Ameriprise Financial Services, Inc.06-06-2014
David Irwin KatzRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10010-13-2017
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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