Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lauren Brian HouselLPL Financial LLCAmeriprise Financial Services, Inc.08-29-2019
Lauren Brian HouselLPL Financial LLCAmeriprise Financial Services, Inc.08-29-2019
Louis Melvin Bell Jr.Pruco Securities, LLC.Ameriprise Financial Services, Inc.07-17-2019
Nancy Jean OnderkoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.07-08-2019
Gregory David VandergriftRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-05-2019
Zachary Ryan VandergriftRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-05-2019
Paul Arthur GoekeMoney Concepts Capital CorpAmeriprise Financial Services, Inc.02-15-2019
Andrew Malcolm YaleLPL Financial LLCAmeriprise Financial Services, Inc.02-05-2019
Brian Thomas RumblesCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.10-31-2018
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, Inc.08-27-2018
Brian William KrausLPL Financial LLCAmeriprise Financial Services, Inc.06-05-2018
Kelly Ann ConnellyLPL Financial LLCAmeriprise Financial Services, Inc.06-04-2018
Michael Elliot TaylorMML Investors Services, LLCAmeriprise Financial Services, Inc.06-01-2018
Robert Philip RegentRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.04-20-2018
Gary Wilson KellerIndependent Financial Group, LLCAmeriprise Financial Services, Inc.04-20-2018
Franklin James ThomasOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.02-16-2018
Stanley LeconteInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.12-05-2017
Matthew Michael BarnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-21-2017
Brent Stephen HillerichMid Atlantic Financial Management, Inc.Ameriprise Financial Services, Inc.10-13-2017
Brian Anthony GroganMid Atlantic Financial Management, Inc.Ameriprise Financial Services, Inc.10-13-2017
Krystian MorenoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-22-2017
Frederick John James Noel IIMML Investors Services, LLCAmeriprise Financial Services, Inc.07-11-2017
Dean Joseph HuweUSAA Financial Advisors, Inc.Ameriprise Financial Services, Inc.06-02-2017
Brandon Richard OpreTrustTree Financial LLCAmeriprise Financial Services, Inc.05-24-2017
Michael Connors PriceWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.05-24-2017
Next Page »

Showing 1 to 25 of 130 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.