Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Edward WardCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50001-05-2009
Harsh MehraCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50001-05-2009
William Wade HatcherCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50001-05-2009
Cristina Cristina Adora BriboneriaInvestacorp, Inc.Ameriprise Financial Services, Inc.01-20-2009
Kevin Mark ArculeoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10001-30-2009
Ira Scott KallishMML Investors Services, LLCAmeriprise Financial Services, Inc.03-17-2009
Dianne Fryson CrokerNYLIFE Securities LLCAmeriprise Financial Services, Inc.03-19-2009
Zachary Taylor ZimcoskyKalos Capital, Inc.Ameriprise Financial Services, Inc.03-23-2009
Samuel Reuben ZaretskyMML Investors Services, LLCAmeriprise Financial Services, Inc.05-07-2009
Edmond Joseph Bristow Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$25010-01-2009
James Allen Dickson Jr.Raymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$50010-02-2009
Pratt Dashiell Phillips IVSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.10-22-2009
Kenneth Scott BrandenburgTriad Advisors LLCAmeriprise Financial Services, Inc.$10003-25-2010
Michael Joseph LopataLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.04-05-2010
Willard A. Phillips Jr.Raymond James Financial Services, Inc.Ameriprise Financial Services, Inc.04-13-2010
Todd David BrownHornor, Townsend & Kent, LLCAmeriprise Financial Services, Inc.$10006-14-2010
Jennifer Marie RitortoSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.$10008-13-2010
Ivan David JohnsonMetLife Securities Inc.Ameriprise Financial Services, Inc.$10010-29-2010
Frank Anthony FontanellaSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.01-31-2011
Brian Joseph NeffSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.$25003-29-2011
Jonathan Perry GossettDempsey Lord Smith, LLCAmeriprise Financial Services, Inc.$25004-23-2011
Felicia Lynn VictoriaSynovus Securities, Inc.Ameriprise Financial Services, Inc.07-09-2012
Baburhan GucerBenedetti, Gucer & AssociatesAmeriprise Financial Services, Inc.03-08-2013
Jaime Andres BenedettiBenedetti, Gucer & AssociatesAmeriprise Financial Services, Inc.03-08-2013
Erik Tomas AnhausBenedetti, Gucer & AssociatesAmeriprise Financial Services, Inc.03-08-2013
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.