Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Taylor ZimcoskyKalos Capital, Inc.Ameriprise Financial Services, Inc.03-23-2009
Vanessa Jayne StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-27-2018
Thomas Arthur SmylieIFS SecuritiesAmeriprise Financial Services, Inc.$5008-07-2018
Steven Michael RoffmanIFS SecuritiesAmeriprise Financial Services, Inc.03-29-2016
Samuel Isaac HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-02-2018
Nicholas C. CampbellMercer Global Advisors Inc.Ameriprise Financial Services, Inc.02-08-2018
Michel Ian CowderyBIP Wealth, LLCAmeriprise Financial Services, Inc.03-09-2018
Michael Joseph LopataLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.04-05-2010
Matthew Daniel GreeneAllstate Financial Services, LLCAmeriprise Financial Services, Inc.05-02-2013
Mary Barbara ShaltisChicory WealthAmeriprise Financial Services, Inc.01-10-2018
Louis Alan GaryDempsey Lord Smith, LLCAmeriprise Financial Services, Inc.$5011-04-2016
Kevin Mark ArculeoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1001-30-2009
Kenneth Scott BrandenburgTriad Advisors LLCAmeriprise Financial Services, Inc.$5003-25-2010
Joyce Lynn KrinskyVALIC Financial Advisors, Inc.Ameriprise Financial Services, Inc.05-28-2013
Jonathon Richard Mc AdowCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.04-25-2017
Jonathan Perry GossettDempsey Lord Smith, LLCAmeriprise Financial Services, Inc.$2504-23-2011
Jeffrey Scott PanikLPL Financial LLCAmeriprise Financial Services, Inc.$5011-16-2017
Jamie Lovelace WileyUSAA Financial Advisors, Inc.Ameriprise Financial Services, Inc.10-24-2014
James William SpoonerLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2018
James Allen Dickson Jr.Raymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5010-02-2009
Jaime Andres BenedettiBenedetti, Gucer & AssociatesAmeriprise Financial Services, Inc.03-08-2013
Harsh MehraCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5001-05-2009
Gurminder Kaur MultaniWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.04-11-2013
Felicia Lynn VictoriaSynovus Securities, Inc.Ameriprise Financial Services, Inc.07-09-2012
Erik Tomas AnhausBenedetti, Gucer & AssociatesAmeriprise Financial Services, Inc.03-08-2013
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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