Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Michael RomasPNC InvestmentsAmeriprise Financial Services, Inc.$15011-01-2019
Thomas Gary PetersonSigma Financial CorporationAmeriprise Financial Services, Inc.$19010-18-2019
David H HolanLPL Financial LLCAmeriprise Financial Services, Inc.$25009-24-2019
Todd Alan MoserNorthRock Partners, LLCAmeriprise Financial Services, Inc.08-09-2019
Christopher Warren JasperNorthRock Partners, LLCAmeriprise Financial Services, Inc.08-09-2019
Charles F. ThalheimerNorthRock Partners, LLCAmeriprise Financial Services, Inc.08-09-2019
Anthony David MlachnikNorthRock Partners, LLCAmeriprise Financial Services, Inc.08-09-2019
Michael Thomas GentileNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.07-15-2019
Mary Elizabeth BlackardHuntleigh Securities CorporationAmeriprise Financial Services, Inc.$25006-14-2019
Daniel James SchreinerOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.06-03-2019
Peter Anthony FineWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.05-17-2019
Victor Joseph HensonBerthel, Fisher & Company Financial Services, Inc.Ameriprise Financial Services, Inc.$10004-17-2019
Hollis Lynn HermanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$97002-12-2019
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, Inc.$50001-11-2019
Rick MundraneMorgan StanleyAmeriprise Financial Services, Inc.$10611-09-2018
Patrick J. DugganU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$10012-06-2018
Nicholas L ReedBates Securities, Inc.Ameriprise Financial Services, Inc.10-29-2018
Alan Joseph ThomilsonCornerstone Securities LLCAmeriprise Financial Services, Inc.08-13-2018
John Patrick GallucciRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10008-03-2018
Christopher James PeszekRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$50008-03-2018
Bryan David MoscinskiRSM US Wealth Management LLCAmeriprise Financial Services, Inc.08-01-2018
Corey Robert WishniaNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.06-25-2018
Joshua Ariel LelahLelah Financial, LLCAmeriprise Financial Services, Inc.05-22-2018
Sherri L CroweLPL Financial LLCAmeriprise Financial Services, Inc.04-06-2018
Paul David AmbrosiniSGL Financial, LLCAmeriprise Financial Services, Inc.01-16-2018
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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