Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik Craig OlsonArete Wealth Management, LLCAmeriprise Financial Services, Inc.$1003-31-2010
Scott Randolph ClarkAusdal Financial Partners, Inc.Ameriprise Financial Services, Inc.$2901-09-2017
Victor Joseph HensonBerthel, Fisher & Company Financial Services, Inc.Ameriprise Financial Services, Inc.$10004-17-2019
Howard Patrick HarrisBlack Oak Securities, Inc.Ameriprise Financial Services, Inc.08-20-2012
David Don SemerskyCetera Advisors LLCAmeriprise Financial Services, Inc.10-29-2012
Jason Andrew ToshFifth Third Securities, Inc.Ameriprise Financial Services, Inc.09-09-2009
Mary Elizabeth BlackardHuntleigh Securities CorporationAmeriprise Financial Services, Inc.$2506-14-2019
Brett Joseph MartinJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.04-14-2014
Joshua Ariel LelahLelah Financial, LLCAmeriprise Financial Services, Inc.05-22-2018
Denzil Alan LockeLocke Financial Services, Inc.Ameriprise Financial Services, Inc.05-17-2016
David H HolanLPL Financial LLCAmeriprise Financial Services, Inc.$2509-24-2019
Morris ReismanLPL Financial LLCAmeriprise Financial Services, Inc.10-12-2017
Marla Ann ReismanLPL Financial LLCAmeriprise Financial Services, Inc.10-04-2017
Harlin Christopher NoelLPL Financial LLCAmeriprise Financial Services, Inc.05-16-2016
Gary David LundbergLPL Financial LLCAmeriprise Financial Services, Inc.$1006-30-2015
Matthew Duane AllgoodLPL Financial LLCAmeriprise Financial Services, Inc.11-24-2014
Jason Michael NowitzkiLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2013
Jeffrey Eugene MartinLPL Financial LLCAmeriprise Financial Services, Inc.12-16-2013
John Russell PerryLPL Financial LLCAmeriprise Financial Services, Inc.$5005-03-2013
Sean Patrick O'SheaLPL Financial LLCAmeriprise Financial Services, Inc.$1003-30-2012
Jeffrey L. MenoughLPL Financial LLCAmeriprise Financial Services, Inc.07-08-2010
Oliver Milnes KramerLPL Financial LLCAmeriprise Financial Services, Inc.$1006-30-2010
Drew David PattersonLPL Financial LLCAmeriprise Financial Services, Inc.$1005-26-2010
Thomas John SannemanLPL Financial LLCAmeriprise Financial Services, Inc.05-26-2010
Christopher Michael ToscanoLPL Financial LLCAmeriprise Financial Services, Inc.08-24-2009
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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