Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter GarzelloniVALIC Financial Advisors, Inc.Ameriprise Financial Services, Inc.04-20-2009
Christopher Michael ToscanoLPL Financial LLCAmeriprise Financial Services, Inc.08-24-2009
Jason Andrew ToshFifth Third Securities, Inc.Ameriprise Financial Services, Inc.09-09-2009
Lisa R McPhersonVALIC Financial Advisors, Inc.Ameriprise Financial Services, Inc.$2502-02-2010
Christine Kay SpencerMorgan StanleyAmeriprise Financial Services, Inc.$2502-08-2010
Erik Craig OlsonArete Wealth Management, LLCAmeriprise Financial Services, Inc.$1003-31-2010
Drew David PattersonLPL Financial LLCAmeriprise Financial Services, Inc.$1005-26-2010
Thomas John SannemanLPL Financial LLCAmeriprise Financial Services, Inc.05-26-2010
Oliver Milnes KramerLPL Financial LLCAmeriprise Financial Services, Inc.$1006-30-2010
Jeffrey L. MenoughLPL Financial LLCAmeriprise Financial Services, Inc.07-08-2010
Todd Michael PriceMorgan StanleyAmeriprise Financial Services, Inc.01-14-2011
Edward John Rusnak Jr.Wells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.09-23-2011
Deron Scott ShymkewichSigma Financial CorporationAmeriprise Financial Services, Inc.$5001-13-2012
Sean Patrick O'SheaLPL Financial LLCAmeriprise Financial Services, Inc.$1003-30-2012
Howard Patrick HarrisBlack Oak Securities, Inc.Ameriprise Financial Services, Inc.08-20-2012
David Don SemerskyCetera Advisors LLCAmeriprise Financial Services, Inc.10-29-2012
Marta Natalie ShuyaNational Securities CorporationAmeriprise Financial Services, Inc.$2501-04-2013
Sharon Lee MaloneyMorgan StanleyAmeriprise Financial Services, Inc.$5005-01-2013
John Russell PerryLPL Financial LLCAmeriprise Financial Services, Inc.$5005-03-2013
Jeffrey Eugene MartinLPL Financial LLCAmeriprise Financial Services, Inc.12-16-2013
Jason Michael NowitzkiLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2013
Brett Joseph MartinJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.04-14-2014
Oliver ErnstSAGE Private Wealth GroupAmeriprise Financial Services, Inc.$6008-14-2014
Matthew Duane AllgoodLPL Financial LLCAmeriprise Financial Services, Inc.11-24-2014
Laura V. BareWaddell & ReedAmeriprise Financial Services, Inc.05-13-2015
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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