Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Joseph ThomilsonCornerstone Securities LLCAmeriprise Financial Services, Inc.08-13-2018
Albert W. KimNorthern Trust Securities, Inc.Ameriprise Financial Services, Inc.08-22-2017
Anne Therese FrancissenRothschild Investment CorporationAmeriprise Financial Services, Inc.01-21-2016
Anthony David MlachnikNorthRock Partners, LLCAmeriprise Financial Services, Inc.08-09-2019
Ashley Elizabeth ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-12-2014
Beau M TothNeuberger Berman BD LLCAmeriprise Financial Services, Inc.03-08-2013
Bradley James WehnerB. C. Ziegler and CompanyAmeriprise Financial Services, Inc.09-08-2009
Brandon Michael AgnebergGoldman Sachs & Co.Ameriprise Financial Services, Inc.10-27-2014
Brett Joseph MartinJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$25004-14-2014
Bryan David MoscinskiRSM US Wealth Management LLCAmeriprise Financial Services, Inc.08-01-2018
Charles F. ThalheimerNorthRock Partners, LLCAmeriprise Financial Services, Inc.08-09-2019
Christine Kay SpencerMorgan StanleyAmeriprise Financial Services, Inc.$25002-08-2010
Christopher James PeszekRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$50008-03-2018
Christopher Michael ToscanoLPL Financial LLCAmeriprise Financial Services, Inc.$15008-24-2009
Christopher Robert DavidsonCLA Financial Advisors, LLCAmeriprise Financial Services, Inc.04-01-2011
Christopher Warren JasperNorthRock Partners, LLCAmeriprise Financial Services, Inc.08-09-2019
Corey Robert WishniaNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.06-25-2018
Craig David AlexanderHornor, Townsend & Kent, LLCAmeriprise Financial Services, Inc.$10001-11-2010
Daniel Alexander LockwoodWaddell & ReedAmeriprise Financial Services, Inc.08-05-2009
Daniel James SchreinerOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.06-03-2019
David Don SemerskyCetera Advisors LLCAmeriprise Financial Services, Inc.$61010-29-2012
David H HolanLPL Financial LLCAmeriprise Financial Services, Inc.$25009-24-2019
Denzil Alan LockeLocke Financial Services, Inc.Ameriprise Financial Services, Inc.05-17-2016
Deron Scott ShymkewichSigma Financial CorporationAmeriprise Financial Services, Inc.$50001-13-2012
Diana Marie SubkaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.05-20-2013
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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