Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Dale RobertsonLPL Financial LLCAmeriprise Financial Services, Inc.$106-17-2019
Eric Thomas HigdonEdward JonesAmeriprise Financial Services, Inc.09-14-2018
Erik William BrennerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10001-31-2018
Bryan David PalonisWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5012-01-2017
Brian Charles OsnerRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.10-23-2017
Theodore Hubert JarvisRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.10-23-2017
Thomas Lyn FooteRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10010-23-2017
Thomas William DavisRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$15010-23-2017
Tyler William HaireMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-08-2017
Michael Douglas LaneLPL Financial LLCAmeriprise Financial Services, Inc.02-06-2017
Ziv OhelCFD Investments, Inc.Ameriprise Financial Services, Inc.11-28-2016
Amanda Jo OakleyCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-16-2015
Kane Karl BrolinCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$110-31-2014
Joseph Edward MitchellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$110-01-2014
Jason Robert AndrewsParkland Securities, LLCAmeriprise Financial Services, Inc.$5008-08-2014
Nate Robert DutkoLPL Financial LLCAmeriprise Financial Services, Inc.$5003-27-2014
Radcliffe Robert DalyIFS SecuritiesAmeriprise Financial Services, Inc.03-12-2014
Matthew V WoldLPL Financial LLCAmeriprise Financial Services, Inc.01-15-2014
Amy Jo BouchiePrivate Advisor Group, LLCAmeriprise Financial Services, Inc.05-21-2013
Gary G Bouch Jr.Waddell & ReedAmeriprise Financial Services, Inc.04-19-2013
Andrew W YoungGalecki Financial Management IncAmeriprise Financial Services, Inc.02-27-2013
Mary Kimberly BedellMorgan StanleyAmeriprise Financial Services, Inc.01-18-2013
Patrick David McgoriskCore Wealth Consultants, LLCAmeriprise Financial Services, Inc.01-03-2013
Timothy John CliffordCore Wealth Consultants, LLCAmeriprise Financial Services, Inc.09-10-2012
Steven Daniel SpiveyCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.$1308-01-2011
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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