Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-05-2018
Heather N HardmanLegacy Financial Strategies, LLCAmeriprise Financial Services, Inc.01-03-2018
Darrel Bruce MarkleyLPL Financial LLCAmeriprise Financial Services, Inc.$15012-11-2017
Claude Anthony HarrisCommerce Brokerage Services, Inc.Ameriprise Financial Services, Inc.10-17-2017
Kenneth Glenn IveyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$1009-22-2017
Justin Thomas HawksleyCreative Planning, Inc.Ameriprise Financial Services, Inc.09-14-2017
Monika Faye StonehockerPruco Securities, LLC.Ameriprise Financial Services, Inc.$108-10-2017
David Patrick DwyerLegacy Financial Strategies, LLCAmeriprise Financial Services, Inc.04-06-2017
Jacob Andrew WattsLegacy Financial Strategies, LLCAmeriprise Financial Services, Inc.04-06-2017
Christopher David GibbsCommerce Brokerage Services, Inc.Ameriprise Financial Services, Inc.02-27-2017
Katherine Kay HagmanINVEST Financial CorporationAmeriprise Financial Services, Inc.01-18-2017
Scott Allan WilsonCetera Investment Services LLCAmeriprise Financial Services, Inc.10-18-2016
Frederick M AveryMorgan StanleyAmeriprise Financial Services, Inc.03-21-2016
Jeffrey Worth OstranderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$102-12-2016
Christopher Phillip KramerMetLife Securities Inc.Ameriprise Financial Services, Inc.07-10-2015
Scott Allan WilsonCetera Investment Services LLCAmeriprise Financial Services, Inc.05-27-2015
Carla June StuckyFBL Marketing Services, LLCAmeriprise Financial Services, Inc.01-02-2015
Ted Ross EmersonOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15011-28-2014
Taylor D GilmoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-03-2014
Martin Joseph Van LanenIndependent Financial Group, LLCAmeriprise Financial Services, Inc.06-19-2014
Lisa Pelter BaerCetera Advisors LLCAmeriprise Financial Services, Inc.$104-25-2014
Michael Voorhees WrenLegacy Financial Strategies, LLCAmeriprise Financial Services, Inc.03-12-2014
Harriet Pratt HigginsFAS Corp.Ameriprise Financial Services, Inc.10-07-2013
Jacob Randall Cohan CummingsIndependent Financial PartnersAmeriprise Financial Services, Inc.09-23-2013
Jeannine Therese EdmondsIndependent Financial PartnersAmeriprise Financial Services, Inc.07-26-2013
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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