Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Pelter BaerCetera Advisors LLCAmeriprise Financial Services, Inc.$10004-25-2014
Robert Franklin AnthonyCetera Advisors LLCAmeriprise Financial Services, Inc.$10006-27-2013
James Francis MancusoCetera Advisors LLCAmeriprise Financial Services, Inc.$10008-27-2012
Scott Allan WilsonCetera Investment Services LLCAmeriprise Financial Services, Inc.10-18-2016
Scott Allan WilsonCetera Investment Services LLCAmeriprise Financial Services, Inc.05-27-2015
Claude Anthony HarrisCommerce Brokerage Services, Inc.Ameriprise Financial Services, Inc.10-17-2017
Christopher David GibbsCommerce Brokerage Services, Inc.Ameriprise Financial Services, Inc.02-27-2017
Aaron Mark AlexanderCommerce Brokerage Services, Inc.Ameriprise Financial Services, Inc.$50010-15-2012
Justin Thomas HawksleyCreative PlanningAmeriprise Financial Services, Inc.09-14-2017
Christian Michael SpurlockEdward JonesAmeriprise Financial Services, Inc.01-18-2013
Chad Allen BoazEdward JonesAmeriprise Financial Services, Inc.$50006-29-2012
Victor Jay EdwardsEdward JonesAmeriprise Financial Services, Inc.01-19-2010
Harriet Pratt HigginsFAS Corp.Ameriprise Financial Services, Inc.10-07-2013
Carla June StuckyFBL Marketing Services, LLCAmeriprise Financial Services, Inc.01-02-2015
Martin Joseph Van LanenIndependent Financial Group, LLCAmeriprise Financial Services, Inc.$50006-19-2014
Jacob Randall Cohan CummingsIndependent Financial PartnersAmeriprise Financial Services, Inc.09-23-2013
Michael Gene RussellIndependent Financial PartnersAmeriprise Financial Services, Inc.10-22-2012
Derick Wayne WaltersIndependent Financial PartnersAmeriprise Financial Services, Inc.08-27-2012
Katherine Kay HagmanINVEST Financial CorporationAmeriprise Financial Services, Inc.01-18-2017
Heather Noelle HardmanLegacy Financial Strategies, LLCAmeriprise Financial Services, Inc.01-31-2018
David Patrick DwyerLegacy Financial Strategies, LLCAmeriprise Financial Services, Inc.04-06-2017
Jacob Andrew WattsLegacy Financial Strategies, LLCAmeriprise Financial Services, Inc.04-06-2017
Michael Voorhees WrenLegacy Financial Strategies, LLCAmeriprise Financial Services, Inc.03-12-2014
Darrel Bruce MarkleyLPL Financial LLCAmeriprise Financial Services, Inc.$15012-11-2017
Taylor D GilmoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-03-2014
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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