Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ralph Carroll Freibert IIIPlanning Associates Wealth Management, LLCAmeriprise Financial Services, Inc.09-14-2019
Alden Gerard HagardornLevel Four Advisory ServicesAmeriprise Financial Services, Inc.11-15-2016
Megan B FrostJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.08-19-2016
Mark Allan BannickWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.10-01-2015
Beau Allen WilliamsINVEST Financial CorporationAmeriprise Financial Services, Inc.09-23-2015
Paige Leigh St MartinRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.06-05-2014
Charles VailMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.04-23-2014
Jonathan Lawrence HurdHancock Whitney Investment Services Inc.Ameriprise Financial Services, Inc.10-21-2013
Robert Michael AlvarezLPL Financial LLCAmeriprise Financial Services, Inc.04-12-2013
Christina Gradney JohnsonRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.01-02-2013
Anastasia Lynette StanleyRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.02-15-2011
Ralph FreibartLPL Financial LLC LLCAmeriprise Financial Services, Inc.$6103-13-2015
Joe CunninghamSagePoint FinancialAmeriprise Financial Services, Inc.$7307-15-2016
Candace Blasi GaryCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10010-18-2019
Kevin Robert ConleyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$10001-03-2017
Jeremy Daniel CantuRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10012-06-2016
James Howard Ponder Jr.Infinex Investments, Inc.Ameriprise Financial Services, Inc.$10010-03-2016
Don Henry Raymond Jr.J.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$10006-06-2016
Nicholas Joseph La Mothe Sr.J.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$10003-09-2016
Michael Anthony BonfantiLPL Financial LLCAmeriprise Financial Services, Inc.$10010-08-2009
Michael George BreardLPL Financial LLCAmeriprise Financial Services, Inc.$10007-31-2009
Kamran MahmoodChase Investment Services Corp.Ameriprise Financial Services, Inc.$10004-20-2009
Steven JacobsonRaymond JamesAmeriprise Financial Services, Inc.$12409-05-2014
Walter Raymond Hays Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$15007-31-2009
Micah L. HansonLPL Financial LLCAmeriprise Financial Services, Inc.$23001-14-2019
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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