Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Michael BenetCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1001-08-2009
Robert Julian RiceCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-08-2009
Sarin Anoush BarsoumianLPL Financial LLCAmeriprise Financial Services, Inc.04-30-2009
David Kelly GillespieLPL Financial LLCAmeriprise Financial Services, Inc.06-12-2009
Shawn Benjamin FiskeSagePoint Financial, Inc.Ameriprise Financial Services, Inc.07-08-2009
Daniel Edward Murphy, Joseph David Matza Jr., Paul Wayne EyreCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-08-2009
Glenn Robert Dehollander, Roy Peter JanseCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-10-2009
Andrea Morgan Stackland-Winterer, Kevin Patrick GarlandCommonwealth Financial NetworkAmeriprise Financial Services, Inc.12-04-2009
John Kress Williams IIIMorgan StanleyAmeriprise Financial Services, Inc.12-11-2009
Scott CabanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2502-08-2010
Michael John HoldenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-26-2010
William Edward PrueCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2507-02-2010
Karl Jay WarnerLPL Financial LLCAmeriprise Financial Services, Inc.08-27-2010
Elizabeth Auger JohnsonLPL Financial LLCAmeriprise Financial Services, Inc.08-27-2010
Elizabeth Dang RyanTD Ameritrade Investment Management, LLCAmeriprise Financial Services, Inc.09-24-2010
Grigoriy GrinshteynPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.10-01-2010
Nicholas Raymond KraszykPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.10-01-2010
Daniel Robert WallachLPL Financial LLCAmeriprise Financial Services, Inc.10-08-2010
David Jay KaufmanFlagship Harbor Advisors, LLCAmeriprise Financial Services, Inc.12-17-2010
Wayne Joseph BradleyLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Robert Michael ThorneLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
John Martin FentonLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Timothy Peter HigginsLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Gregory Paul MunroeFlagship Harbor Advisors, LLCAmeriprise Financial Services, Inc.12-22-2010
Andrew Joseph SohnCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2501-03-2011
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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