Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Anthony KohlVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.05-01-2015
Alan Alaeddin FatemiLPL Financial LLCAmeriprise Financial Services, Inc.$10002-02-2015
Albert Joseph DelucaMoors & Cabot, Inc.Ameriprise Financial Services, Inc.05-25-2018
Alexander Terrence Di MareNewalliance Investments, Inc.Ameriprise Financial Services, Inc.$10009-20-2010
Allison Elizabeth ConlonCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.01-03-2011
Andrea Morgan Stackland-WintererCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50012-04-2009
Andrew Joseph SohnCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$25001-03-2011
Andrew Timothy DoughtyLPL Financial LLCAmeriprise Financial Services, Inc.$10002-03-2014
Anthony LopopoloVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.$10002-28-2014
Anthony Thomas NofiMetLife Securities Inc.Ameriprise Financial Services, Inc.$10006-12-2015
Armand Gerard Cote IIICommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50010-24-2014
Beata DragovicsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-26-2013
Bethany Iris ZinckWaddell & ReedAmeriprise Financial Services, Inc.$10009-21-2011
Bradford Sanders MyersCantella & Co., Inc.Ameriprise Financial Services, Inc.$17005-02-2014
Brandon Richard MahlerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.10-06-2017
Brendan Daniel SheehanNational Planning CorporationAmeriprise Financial Services, Inc.$50008-09-2013
Brendan Michael LammersLPL Financial LLCAmeriprise Financial Services, Inc.$10010-21-2016
Brett Russell SaideCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50012-21-2016
Brian Edward DohertyLPL Financial LLCAmeriprise Financial Services, Inc.02-04-2009
Brian McCarrenJanney Montgomery ScottAmeriprise Financial Services, Inc.$11402-13-2012
Brieanne Hamelin DaceyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-08-2013
Bruce James Tobin Jr.Raymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-23-2016
Bruce Paul De FalcoInvestors Capital Corp.Ameriprise Financial Services, Inc.$25007-30-2012
Catherine Dale BearceLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.$50005-24-2013
Charles Eric RigginVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.$10005-01-2015
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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