Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2506-27-2019
Daniel Jared CohenImpact Capital, LLCAmeriprise Financial Services, Inc.09-11-2018
Joseph Anthony MurtoCetera Advisors LLCAmeriprise Financial Services, Inc.$10007-06-2018
Gavin Paul HigginsM&T Securities, Inc.Ameriprise Financial Services, Inc.04-13-2018
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$50004-09-2018
Andrew Paul GoetzLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.03-13-2018
Roy Daniel HottelCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.02-27-2018
Denise Gail AdahHD Vest Investment ServicesAmeriprise Financial Services, Inc.$102-16-2018
Daniel Jonathan BrownCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5003-03-2017
Vertti Eemeli Iso-AholaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$103-03-2017
Lindsey Anne CliffordNYLIFE Securities LLCAmeriprise Financial Services, Inc.01-13-2017
James Evan LiawH. Beck, Inc.Ameriprise Financial Services, Inc.$101-11-2017
Trung Kien VuLPL Financial LLCAmeriprise Financial Services, Inc.$111-09-2016
David Russell BakerHarvest Investment Consultants LLCAmeriprise Financial Services, Inc.04-07-2016
Raymond Frederick FabyBenjamin F. Edwards & Company, Inc.Ameriprise Financial Services, Inc.$101-15-2016
Jeffrey Charles Mc CloskeySunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.$15007-20-2015
Michael Stephen MuldoonRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-20-2015
Charles Louis LaubachChapin, DavisAmeriprise Financial Services, Inc.03-13-2015
David Alexander DonnellySunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.$2001-05-2015
Evan Nicholas FoehrkolbMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-07-2014
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, Inc.$111-03-2014
Christopher Brian McgaviskH. Beck, Inc.Ameriprise Financial Services, Inc.10-03-2014
Kyle W DenisonLPL Financial LLCAmeriprise Financial Services, Inc.01-01-2014
Michael J Emery Sr.Pruco Securities, LLC.Ameriprise Financial Services, Inc.12-09-2013
Marguerita Maria ChengPrivate Client Services, LLCAmeriprise Financial Services, Inc.$2511-26-2013
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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