Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J. BurlesonM&T Securities, Inc.Ameriprise Financial Services, Inc.06-27-2013
Aladin Moreno BacolodanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$10009-22-2009
Andrew Paul GoetzLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.03-13-2018
Aparna GuptaMorgan StanleyAmeriprise Financial Services, Inc.02-08-2010
Ara Patrick AbrahamianH. Beck, Inc.Ameriprise Financial Services, Inc.$15005-28-2010
Arthur James BrodskyTriad Advisors LLCAmeriprise Financial Services, Inc.$50002-22-2013
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$50004-09-2018
Charles Louis LaubachChapin, DavisAmeriprise Financial Services, Inc.$50003-13-2015
Charles Richard CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$50003-22-2010
Christopher Brian McgaviskH. Beck, Inc.Ameriprise Financial Services, Inc.10-03-2014
Damon Basel CallisLPL Financial LLCAmeriprise Financial Services, Inc.$50005-31-2012
Daniel Jared CohenImpact Capital, LLCAmeriprise Financial Services, Inc.09-11-2018
Daniel Jonathan BrownCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50003-03-2017
David Alexander DonnellySunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.$50001-05-2015
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, Inc.$10011-03-2014
David E MottMorgan StanleyAmeriprise Financial Services, Inc.$15006-14-2013
David Louis FormanMorgan StanleyAmeriprise Financial Services, Inc.$50006-13-2013
David Russell BakerHarvest Investment Consultants LLCAmeriprise Financial Services, Inc.04-07-2016
Denise Gail AdahAvantax Investment Services, Inc.Ameriprise Financial Services, Inc.$10002-16-2018
Ehab AlalfeyRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.01-20-2012
Erin Schluter StoeckerUBS Financial Services Inc.Ameriprise Financial Services, Inc.02-19-2013
Evan Nicholas FoehrkolbMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-07-2014
Gavin Paul HigginsM&T Securities, Inc.Ameriprise Financial Services, Inc.04-13-2018
Hillel Avichayil GoldmanAXA Advisors, LLCAmeriprise Financial Services, Inc.04-04-2011
Howard Gartenhaus, Matthew Zuckergood, Howard Perlroth, Bryan BeamerKestra FinancialAmeriprise Financial Services, Inc.$16802-03-2017
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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