Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Scott FosterLPL Financial LLCAmeriprise Financial Services, Inc.10-09-2009
Mark Steven BordeloveLPL Financial LLCAmeriprise Financial Services, Inc.12-11-2009
Gary Lee RoellSigma Financial CorporationAmeriprise Financial Services, Inc.$1004-30-2010
Eugene Joseph YorkeRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.05-17-2010
Joseph Zelick KowalskySigma Financial CorporationAmeriprise Financial Services, Inc.$5006-04-2010
Michael James MurphyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.11-22-2010
James N. WeinbergSigma Financial CorporationAmeriprise Financial Services, Inc.01-07-2011
Samuel Taylor GreenSigma Financial CorporationAmeriprise Financial Services, Inc.01-21-2011
Nicholas E. StyczenSigma Financial CorporationAmeriprise Financial Services, Inc.04-01-2011
Van WashingtonSigma Financial CorporationAmeriprise Financial Services, Inc.$1005-13-2011
Cara P. GardnerMichigan Securities, Inc.Ameriprise Financial Services, Inc.11-09-2011
Mark Samuel EppsMichigan Securities, Inc.Ameriprise Financial Services, Inc.11-10-2011
Jennifer Ann BernerMichigan Securities, Inc.Ameriprise Financial Services, Inc.11-30-2011
David Frederick KeltonLPL Financial LLCAmeriprise Financial Services, Inc.$10007-30-2012
Brent Alan RichardsLPL Financial LLCAmeriprise Financial Services, Inc.$2507-30-2012
Raymee Rae JohnsonLPL Financial LLCAmeriprise Financial Services, Inc.07-30-2012
Camille Altair HarrisonLPL Financial LLCAmeriprise Financial Services, Inc.07-30-2012
Matthew Ryan SimonSigma Financial CorporationAmeriprise Financial Services, Inc.$1009-06-2012
Roderick George Chisholm IIISigma Financial CorporationAmeriprise Financial Services, Inc.$2510-19-2012
Tammy Lynn SolimineSigma Financial CorporationAmeriprise Financial Services, Inc.10-19-2012
Justin Douglas McColaughSigma Financial CorporationAmeriprise Financial Services, Inc.01-18-2013
Earle Stephen Martin Jr.PFS Investments Inc.Ameriprise Financial Services, Inc.04-30-2013
Dale John DriggsSigma Financial CorporationAmeriprise Financial Services, Inc.11-07-2013
James Anthony KreutzerLPL Financial LLCAmeriprise Financial Services, Inc.12-18-2013
Timothy John MaurerRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.01-21-2014
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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