Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Amanda Marie Jeeves ZorzaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.08-25-2015
Amanda Sue JenkinsRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-28-2018
Andrew Harvey GagneRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.06-03-2016
Andrew Lawrence MussenSigma Financial CorporationAmeriprise Financial Services, Inc.$2504-15-2016
Anthony James LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10001-17-2018
Benjamin J. KragtEdward JonesAmeriprise Financial Services, Inc.09-15-2017
Brent Alan RichardsLPL Financial LLCAmeriprise Financial Services, Inc.$2507-30-2012
Brett David DoddsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1010-31-2014
Bruce Blase PalenGreat Lakes Wealth, LLCAmeriprise Financial Services, Inc.07-21-2018
Bryan Scott FosterLPL Financial LLCAmeriprise Financial Services, Inc.10-09-2009
Bryon Trent KnuthSecurian Financial Services, Inc.Ameriprise Financial Services, Inc.09-15-2017
Camille Altair HarrisonLPL Financial LLCAmeriprise Financial Services, Inc.07-30-2012
Cara P. GardnerMichigan Securities, Inc.Ameriprise Financial Services, Inc.11-09-2011
Charles John LindholmRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10009-28-2018
Craig Alan BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$5008-08-2018
Craig BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$8208-10-2018
Dale John DriggsSigma Financial CorporationAmeriprise Financial Services, Inc.11-07-2013
David Andrew BeatonOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$5005-22-2017
David Frederick KeltonLPL Financial LLCAmeriprise Financial Services, Inc.$10007-30-2012
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, Inc.$15010-31-2018
Dennis Alan AsaroCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-14-2018
Derek Pilade Dall OlmoTreMonte Financial ConsultantsAmeriprise Financial Services, Inc.10-31-2018
Earle Stephen Martin Jr.PFS Investments Inc.Ameriprise Financial Services, Inc.04-30-2013
Eric Alan NeubeckerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$50008-19-2019
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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