Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Martin HoghaugLPL Financial LLCAmeriprise Financial Services, Inc.$15005-14-2019
David Matthew BenningLogan Park Wealth ManagementAmeriprise Financial Services, Inc.03-29-2019
Jeffery James SuttonLogan Park Wealth ManagementAmeriprise Financial Services, Inc.03-29-2019
Kristina Rae CummingsPrestige Wealth ManagementAmeriprise Financial Services, Inc.03-26-2019
Jesse SellPrevail Financial Partners, LLCAmeriprise Financial Services, Inc.03-01-2019
Terry James GeorgeProEquities, Inc.Ameriprise Financial Services, Inc.$2510-31-2018
Alexander William CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-24-2018
Daniel Joseph KakachPrudential Customer Solutions LLCAmeriprise Financial Services, Inc.07-20-2018
Eric A SwansonU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$107-09-2018
Barbara Jean HedblomRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10006-27-2018
Patrick Ryan WilkerU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$101-24-2018
Jon Richard OtternessLPL Financial LLCAmeriprise Financial Services, Inc.$2512-08-2017
Jacob Bradley JohnsonLPL Financial LLCAmeriprise Financial Services, Inc.11-28-2017
Ryan Michael CoxQuestar Capital CorporationAmeriprise Financial Services, Inc.09-27-2017
Jeffrey Todd TimonenWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-10-2017
Ryan Randy SerreynRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1006-30-2017
Michael John Olson Jr.Principal Securities, Inc.Ameriprise Financial Services, Inc.06-27-2017
Leeann Leske1 BLUEBILL FinancialAmeriprise Financial Services, Inc.06-20-2017
Adam M BeachThrivent Investment Management Inc.Ameriprise Financial Services, Inc.05-25-2017
David Gordon CooperQuestar Capital CorporationAmeriprise Financial Services, Inc.05-12-2017
Paul Anthony UnderdahlRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.05-05-2017
Brady Aaron MickolichekAll Star Financial IncAmeriprise Financial Services, Inc.04-28-2017
Jason Patrick BresslerSecurities Service Network, LLCAmeriprise Financial Services, Inc.$2504-24-2017
Charles Kermit AltendorferNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-17-2017
Scott Andrew PetersonBallast Advisors, LLCAmeriprise Financial Services, Inc.02-02-2017
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Showing 1 to 25 of 166 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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