Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Burke, Jeffrey Fiehler, Terry Moyers Securities America, Inc.Ameriprise Financial Services, Inc.$44901-03-2019
Jeffrey Richard FiehlerArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Joseph Benjamin StrikeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Sarah Beth Hartmann BurkemperArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Thomas Andrew BurkeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, Inc.10-25-2018
Anthony Markland DonnellyEdward JonesAmeriprise Financial Services, Inc.09-21-2018
Arthur Howell CopperthiteEdward JonesAmeriprise Financial Services, Inc.08-21-2018
Matthew Michael BeaverGrit Wealth ManagementAmeriprise Financial Services, Inc.08-15-2018
Lynn Carol McewenEdward JonesAmeriprise Financial Services, Inc.$10006-11-2018
Sean Patrick ClementzEdward JonesAmeriprise Financial Services, Inc.06-04-2018
Veronica Suzanne BrooksWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2505-17-2018
Lauren Marie O'BrienEdward JonesAmeriprise Financial Services, Inc.05-14-2018
Curtis Alan SporesEdward JonesAmeriprise Financial Services, Inc.05-07-2018
Cole Foster NicholsEdward JonesAmeriprise Financial Services, Inc.01-29-2018
Chase James BauteMoloney Securities Co., Inc.Ameriprise Financial Services, Inc.03-10-2017
Jonathan David EplerEdward JonesAmeriprise Financial Services, Inc.01-30-2017
Jason Christopher ImigEdward JonesAmeriprise Financial Services, Inc.01-04-2017
Derek Douglas VingeEdward JonesAmeriprise Financial Services, Inc.11-28-2016
Joel Lawrence FergusonEdward JonesAmeriprise Financial Services, Inc.10-24-2016
Renee Rochelle FieldsSagePoint Financial, Inc.Ameriprise Financial Services, Inc.$2510-13-2016
Aubrey Ann Hoggarth CookEdward JonesAmeriprise Financial Services, Inc.08-08-2016
Steven Paul StraderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1007-29-2016
Richard Allen HogardCornerstone Wealth Management, LLCAmeriprise Financial Services, Inc.12-04-2015
Joel Stephen PearsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-20-2015
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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