Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick John McHaleEdward JonesAmeriprise Financial Services, Inc.07-22-2019
Terry G Moyers Jr.Securities America, Inc.Ameriprise Financial Services, Inc.01-03-2019
Amanda Leann SewellVALIC Financial Advisors, Inc.Ameriprise Financial Services, Inc.12-19-2018
Dwight Alan Fay Sr.Auxan Capital Advisors, LLCAmeriprise Financial Services, Inc.11-19-2018
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, Inc.10-25-2018
Anthony M. DonnellyEdward JonesAmeriprise Financial Services, Inc.09-21-2018
Arthur Howell CopperthiteEdward JonesAmeriprise Financial Services, Inc.08-21-2018
Sean Patrick ClementzEdward JonesAmeriprise Financial Services, Inc.06-04-2018
Lauren O'BrienEdward JonesAmeriprise Financial Services, Inc.05-14-2018
Curtis Alan SporesEdward JonesAmeriprise Financial Services, Inc.05-07-2018
Cole Foster NicholsEdward JonesAmeriprise Financial Services, Inc.01-29-2018
Jonathan David EplerEdward JonesAmeriprise Financial Services, Inc.01-30-2017
Jason Christopher ImigEdward JonesAmeriprise Financial Services, Inc.01-04-2017
Derek Douglas VingeEdward JonesAmeriprise Financial Services, Inc.11-28-2016
Joel Lawrence FergusonEdward JonesAmeriprise Financial Services, Inc.10-24-2016
Aubrey A. Hoggarth CookEdward JonesAmeriprise Financial Services, Inc.08-08-2016
Joel Stephen PearsonPinnacle Family Advisors, LLCAmeriprise Financial Services, Inc.10-27-2015
Deann Elaine ShinkleFrontier Wealth Management, LLCAmeriprise Financial Services, Inc.08-09-2013
Frank Walker Rattan Jr.Edward JonesAmeriprise Financial Services, Inc.05-20-2013
Laura Ann KoesterEdward JonesAmeriprise Financial Services, Inc.12-31-2012
Jared Everett LowryEdward JonesAmeriprise Financial Services, Inc.09-17-2012
Carrie Helen DormanBenjamin F. Edwards & Company, Inc.Ameriprise Financial Services, Inc.06-04-2012
Chris Paul HoffmanEdward JonesAmeriprise Financial Services, Inc.02-27-2012
Steven Paul StraderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1007-29-2016
Sarah Beth Hartmann BurkemperSecurities America, Inc.Ameriprise Financial Services, Inc.$2501-03-2019
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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