Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Joesph KlepeiszAccruent Wealth AdvisorsAmeriprise Financial Services, Inc.07-07-2015
Peter Mark DearcangelisBB&T Securities, LLCAmeriprise Financial Services, Inc.$1,00003-21-2019
Keith Coyner BeckCapital Investment Group, Inc.Ameriprise Financial Services, Inc.03-21-2011
John Hamilton Adams IICetera Advisor Networks LLCAmeriprise Financial Services, Inc.06-16-2010
Marvin Gilbert Vick Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.06-14-2019
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.06-14-2019
Karl Andrew MundtCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2508-24-2018
Christopher Gerard MurphyCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-28-2017
Uwe Schweikert, Doug Weaver, Doug Wheeler, Tom Storrie, Calvin Brown, Phil WinsteadCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$28501-20-2017
Mark Douglas Weaver, Uwe Fred Schweikert, Joel Douglas Wheeler, Calvin Leon BrownCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10001-20-2017
Thomas David StorrieCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2501-20-2017
Jay Edward BarishCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2509-27-2011
Seth Dustin WallerFalcon InvestmentsAmeriprise Financial Services, Inc.01-24-2012
Benjamin Crawford GloverFSC Securities CorporationAmeriprise Financial Services, Inc.10-09-2009
Christopher Todd HostetlerHilltop Wealth Advisors, LLCAmeriprise Financial Services, Inc.04-29-2016
David Christopher WiseHilltop Wealth Advisors, LLCAmeriprise Financial Services, Inc.04-29-2016
Al SeymourIndependent Advisor AllianceAmeriprise Financial Services, Inc.$5008-15-2017
Brad Williams, Andy Lipson, Murat Kaptanoglu, V. Conley Perry, Chris DemarestIndependent Advisor AllianceAmeriprise Financial Services, Inc.$27506-14-2017
John Osterberg, Chad PannellIndependent Advisor AllianceAmeriprise Financial Services, Inc.$13504-14-2016
Murat KaptanogluIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.06-14-2017
Andrew Scott LipsonIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.06-14-2017
Vincent Conley PerryIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.06-14-2017
Bradley Aaron WilliamsIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.06-14-2017
Chad Andrew PannellIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.04-14-2016
Earl Cochran McCraryInnovation Partners LLCAmeriprise Financial Services, Inc.$5006-15-2017
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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