Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Phillip KellenLPL Financial LLCAmeriprise Financial Services, Inc.01-02-2009
John Hampton WilkieEdward JonesAmeriprise Financial Services, Inc.01-05-2009
Jennifer L DicksonUBS Financial Services Inc.Ameriprise Financial Services, Inc.01-22-2009
Walter Douglas Young Jr.MML Investors Services, LLCAmeriprise Financial Services, Inc.09-01-2009
Charles Douglas RobinsonKestra Investment Services, LLCAmeriprise Financial Services, Inc.09-29-2009
Benjamin Crawford GloverFSC Securities CorporationAmeriprise Financial Services, Inc.$1010-09-2009
David Joseph HellingerLPL Financial LLCAmeriprise Financial Services, Inc.$2504-23-2010
Andrew Patrick BrayLPL Financial LLCAmeriprise Financial Services, Inc.$2505-19-2010
John Hamilton Adams IICetera Advisor Networks LLCAmeriprise Financial Services, Inc.06-16-2010
Stephen Adam EngelsonSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.$2710-06-2010
Kenneth Arthur GuldenBb&T Investment Services, Inc.Ameriprise Financial Services, Inc.11-17-2010
Keith Coyner BeckCapital Investment Group, Inc.Ameriprise Financial Services, Inc.$2503-21-2011
David Nelson WellsWells Financial Management, LLCAmeriprise Financial Services, Inc.07-14-2011
Adamson Wayne WrightIntercarolina Financial Services, Inc.Ameriprise Financial Services, Inc.$2508-19-2011
Jay Edward BarishCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5009-27-2011
Robert Warren Brooks IVMetLife Securities Inc.Ameriprise Financial Services, Inc.10-24-2011
Chester James Ritchie IIISignator Investors, Inc.Ameriprise Financial Services, Inc.12-19-2011
Corey Richard WalterKestra Investment Services, LLCAmeriprise Financial Services, Inc.01-06-2012
Seth Dustin WallerFalcon InvestmentsAmeriprise Financial Services, Inc.01-24-2012
Joshua Clayton Johnson Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$1003-29-2012
David Christian BookerMetLife Securities Inc.Ameriprise Financial Services, Inc.05-07-2012
Kimberley S KraussMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-30-2012
John Adam YatesBb&T Investment Services, Inc.Ameriprise Financial Services, Inc.10-02-2012
Eric Wade StaffordRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$110-25-2012
John Theodore HeathAXA Advisors, LLCAmeriprise Financial Services, Inc.12-14-2012
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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