Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John David MacikMorgan StanleyAmeriprise Financial Services, Inc.07-25-2013
John Eric OsterbergLPL Financial LLCAmeriprise Financial Services, Inc.$5004-15-2016
John Hamilton Adams IICetera Advisor Networks LLCAmeriprise Financial Services, Inc.06-16-2010
John Osterberg, Chad PannellIndependent Advisor AllianceAmeriprise Financial Services, Inc.$13504-14-2016
Joshua Clayton Johnson Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$1003-29-2012
Karl Andrew MundtCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2508-24-2018
Keith Coyner BeckCapital Investment Group, Inc.Ameriprise Financial Services, Inc.03-21-2011
Kimberley Saunders KraussMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-30-2012
Mark Douglas Weaver, Uwe Fred Schweikert, Joel Douglas Wheeler, Calvin Leon BrownCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10001-20-2017
Marvin Gilbert Vick Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.06-14-2019
Michael Dominick MarchettaMorgan StanleyAmeriprise Financial Services, Inc.$5005-13-2016
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.06-14-2019
Murat KaptanogluIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.06-14-2017
Nancy Marie BlanchettePinehurst CapitalAmeriprise Financial Services, Inc.05-14-2019
Peter Mark DearcangelisBB&T Securities, LLCAmeriprise Financial Services, Inc.$1,00003-21-2019
Richard Joseph MillerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.02-07-2019
Rick Arthur JacksonPrincipal Securities, Inc.Ameriprise Financial Services, Inc.$1006-18-2014
Seth Dustin WallerFalcon InvestmentsAmeriprise Financial Services, Inc.01-24-2012
Thomas David StorrieCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2501-20-2017
Thomas John Faber IILPL Financial LLCAmeriprise Financial Services, Inc.01-02-2019
Todd Stafford McClureMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-13-2013
Uwe Schweikert, Doug Weaver, Doug Wheeler, Tom Storrie, Calvin Brown, Phil WinsteadCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$28501-20-2017
Vincent Conley PerryIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.06-14-2017
William Brett McKeithanLPL Financial LLCAmeriprise Financial Services, Inc.$5005-16-2014
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Showing 26 to 49 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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