Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adamson Wayne WrightIntercarolina Financial Services, Inc.Ameriprise Financial Services, Inc.$2508-19-2011
Al SeymourIndependent Advisor AllianceAmeriprise Financial Services, Inc.$5008-15-2017
Albert Handley SeymourLPL Financial LLCAmeriprise Financial Services, Inc.$5008-15-2017
Andrew Patrick BrayLPL Financial LLCAmeriprise Financial Services, Inc.05-19-2010
Andrew Scott LipsonIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.06-14-2017
Benjamin Crawford GloverFSC Securities CorporationAmeriprise Financial Services, Inc.10-09-2009
Brad Williams, Andy Lipson, Murat Kaptanoglu, V. Conley Perry, Chris DemarestIndependent Advisor AllianceAmeriprise Financial Services, Inc.$27506-14-2017
Bradley Aaron WilliamsIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.06-14-2017
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
Bruce Clinton Bevins IILPL Financial LLCAmeriprise Financial Services, Inc.$5011-02-2018
Chad Andrew PannellIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.04-14-2016
Charles Alan CrewsPrincipal Securities, Inc.Ameriprise Financial Services, Inc.$2507-02-2014
Charles Keith DixonLPL Financial LLCAmeriprise Financial Services, Inc.$1010-06-2016
Christopher Gerard MurphyCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-28-2017
Christopher John DemarestLPL Financial LLCAmeriprise Financial Services, Inc.$2506-14-2017
Christopher Todd HostetlerHilltop Wealth Advisors, LLCAmeriprise Financial Services, Inc.04-29-2016
David Christopher WiseHilltop Wealth Advisors, LLCAmeriprise Financial Services, Inc.04-29-2016
David Joesph KlepeiszAccruent Wealth AdvisorsAmeriprise Financial Services, Inc.07-07-2015
David Joseph HellingerLPL Financial LLCAmeriprise Financial Services, Inc.$1004-23-2010
David Nelson WellsWells Financial Management, LLCAmeriprise Financial Services, Inc.07-14-2011
Earl Cochran McCraryInnovation Partners LLCAmeriprise Financial Services, Inc.$5006-15-2017
Eric Wade StaffordRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.10-25-2012
Gloria Tange De ArcangelisWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.02-12-2019
James Robert DickieSoutheast Investments, N.C., Inc.Ameriprise Financial Services, Inc.03-02-2018
Jay Edward BarishCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2509-27-2011
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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