Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Andrew PannellIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.04-14-2016
Kimberly Sizemore MoserMorgan StanleyAmeriprise Financial Services, Inc.03-24-2016
James Riley WeikartPrivate Advisor Group, LLCAmeriprise Financial Services, Inc.10-26-2015
Katherine Lindsay RobertsNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.04-27-2015
Erik Bendix IbsenIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.04-06-2015
Howard Michael MeyersKestra Investment Services, LLCAmeriprise Financial Services, Inc.$5011-03-2014
Jasper Newton Watson IIIWaddell & ReedAmeriprise Financial Services, Inc.10-06-2014
Charles Alan CrewsPrincipal Securities, Inc.Ameriprise Financial Services, Inc.$2507-02-2014
Rick JacksonPrincipal Securities, Inc.Ameriprise Financial Services, Inc.$106-18-2014
William Brett Mc KeithanLPL Financial LLCAmeriprise Financial Services, Inc.$2505-16-2014
John Benjamin Vitale Jr.Waddell & ReedAmeriprise Financial Services, Inc.04-07-2014
Taj Zachary RohrBb&T Investment Services, Inc.Ameriprise Financial Services, Inc.03-05-2014
Ralph Joseph AielloLPL Financial LLCAmeriprise Financial Services, Inc.$5002-24-2014
Todd Stafford McclureMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$5012-13-2013
Jasmine SehgalLPL Financial LLCAmeriprise Financial Services, Inc.09-20-2013
John David MacikMorgan StanleyAmeriprise Financial Services, Inc.$1,00007-25-2013
John Theodore HeathAXA Advisors, LLCAmeriprise Financial Services, Inc.12-14-2012
Eric Wade StaffordRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$110-25-2012
John Adam YatesBb&T Investment Services, Inc.Ameriprise Financial Services, Inc.10-02-2012
Kimberley S KraussMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-30-2012
David Christian BookerMetLife Securities Inc.Ameriprise Financial Services, Inc.05-07-2012
Joshua Clayton Johnson Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$1003-29-2012
Seth Dustin WallerFalcon InvestmentsAmeriprise Financial Services, Inc.01-24-2012
Corey Richard WalterKestra Investment Services, LLCAmeriprise Financial Services, Inc.01-06-2012
Chester James Ritchie IIISignator Investors, Inc.Ameriprise Financial Services, Inc.12-19-2011
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Showing 26 to 50 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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