Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Daniel LadayLPL Financial LLCAmeriprise Financial Services, Inc.$5002-22-2019
Fredric Roy WeinerLPL Financial LLCAmeriprise Financial Services, Inc.$102-22-2019
James Anthony Costabile Jr.LPL Financial LLCAmeriprise Financial Services, Inc.02-22-2019
Joseph Paul PearceLPL Financial LLCAmeriprise Financial Services, Inc.$2502-22-2019
Larry Howard LehrmanStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$2502-22-2019
Craig Michael RussLPL Financial LLCAmeriprise Financial Services, Inc.$10002-08-2019
Keith Alan SmithLPL Financial LLCAmeriprise Financial Services, Inc.$1002-01-2019
Eugene Samuel SpitzerLPL Financial LLCAmeriprise Financial Services, Inc.$2501-17-2019
Henry Charles Kochan Jr.APW Capital, Inc.Ameriprise Financial Services, Inc.$5001-08-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, Inc.01-08-2019
Gregory Alan JacobsonNational Securities CorporationAmeriprise Financial Services, Inc.$2507-09-2018
Brian A EisenmanPruco Securities, LLC.Ameriprise Financial Services, Inc.$2505-22-2018
James M KorzikFirst Light Wealth Advisors, LLCAmeriprise Financial Services, Inc.05-21-2018
Patricia Ann MuhaWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.05-17-2018
Robert Nicholas KorzikFirst Light Wealth Advisors, LLCAmeriprise Financial Services, Inc.04-06-2018
Robert Floyd BirdAPW Capital, Inc.Ameriprise Financial Services, Inc.$15003-09-2018
James Fitzhenry MarchesiRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5002-02-2018
Michael Martin PirrelloRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$2502-02-2018
Eric Vaughn SlussLPL Financial LLCAmeriprise Financial Services, Inc.$10012-19-2017
Sean Michael ShepherdPruco Securities, LLC.Ameriprise Financial Services, Inc.12-10-2017
Robert B PayneThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-29-2017
Chris John PlechyThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-21-2017
Nathan Arthur TrannelUBS Financial Services Inc.Ameriprise Financial Services, Inc.09-22-2017
Carolyn Marie HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$107-25-2017
Horacio Daniel PiccininnoRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$105-26-2017
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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