Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Joseph SaccoPNC InvestmentsAmeriprise Financial Services, Inc.12-16-2009
Ryan Edward FlynnLPL Financial LLCAmeriprise Financial Services, Inc.$5001-29-2010
Damien Joseph Paumi1st Global Capital Corp.Ameriprise Financial Services, Inc.$15004-06-2010
Justin Nicholas HewinsAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, Inc.04-12-2010
Jon Charles McAleneyThe Investment Center, Inc.Ameriprise Financial Services, Inc.$5009-03-2010
Jeffrey Thomas FarrellWorld Equity Group, Inc.Ameriprise Financial Services, Inc.$5010-27-2010
Paul Andrew DesmondLPL Financial LLCAmeriprise Financial Services, Inc.$5003-31-2011
John Kenneth LyndeLPL Financial LLCAmeriprise Financial Services, Inc.$2503-31-2011
Kyle Louis KranzleyLPL Financial LLCAmeriprise Financial Services, Inc.$1008-31-2011
Edward Leo Bayarski Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$15011-11-2011
Daniel Owen BarsnicaTFS Securities, Inc.Ameriprise Financial Services, Inc.$5003-15-2012
Jeffrey M. GardinerBCG Securities, Inc.Ameriprise Financial Services, Inc.$1007-16-2012
Joshua Todd HillmanWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2509-27-2012
Diane J. HartFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.06-24-2013
John Peter VeasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-18-2013
Vladislav Krubich, Tony MayoLPL Financial LLCAmeriprise Financial Services, Inc.12-13-2013
Andrew James LeichtLPL Financial LLCAmeriprise Financial Services, Inc.$10008-22-2014
Scott Mitchell BoydVALIC Financial Advisors, Inc.Ameriprise Financial Services, Inc.10-28-2014
Justin Joseph LotanoWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$1002-06-2015
Edgar RosasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-18-2015
Matthew WarrenLPL Financial LLCAmeriprise Financial Services, Inc.$6511-20-2015
Matthew Kelly WarrenLPL Financial LLCAmeriprise Financial Services, Inc.11-20-2015
Pieter Beekman VoorheesFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.12-18-2015
Adam Benjamin KayPruco Securities, LLC.Ameriprise Financial Services, Inc.02-24-2016
Alan CohenFirst Standard Financial Company LLCAmeriprise Financial Services, Inc.$10006-01-2016
Next Page »

Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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