Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony John LobelloAegis Capital Corp.Ameriprise Financial Services, Inc.$2506-28-2017
Abraham James KaltsasAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$1203-10-2016
Joseph Edward StorzingerAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, Inc.03-07-2017
David Efrem WarshawAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, Inc.10-26-2010
Charles Edgar Hanny IVAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, Inc.01-29-2010
Nicholas John EfthemisAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, Inc.01-29-2010
Ken HaraAXA Advisors, LLCAmeriprise Financial Services, Inc.$106-30-2011
Amber Alicia CreightonAXA Advisors, LLCAmeriprise Financial Services, Inc.08-28-2009
Lawrence Keith BogarB. Riley Wealth ManagementAmeriprise Financial Services, Inc.02-17-2016
Leszek Julian MichniewiczB. Riley Wealth ManagementAmeriprise Financial Services, Inc.$2508-07-2015
Thomas John CoelhoB. Riley Wealth ManagementAmeriprise Financial Services, Inc.01-09-2015
Jeffrey William MyersCadaret, Grant & Co., Inc.Ameriprise Financial Services, Inc.$2509-19-2014
Victoria Rochelle FeuerCalton & Associates, Inc.Ameriprise Financial Services, Inc.03-22-2017
Daniel Joseph NelsonCapital One Investment Services LLCAmeriprise Financial Services, Inc.10-14-2014
Richard CrescenzoCapital Securities & Associates, Inc.Ameriprise Financial Services, Inc.12-22-2011
Peter Jason SikoraChase Investment Services Corp.Ameriprise Financial Services, Inc.12-01-2009
Edmond Maurice Oconnor MoylanChase Investment Services Corp.Ameriprise Financial Services, Inc.08-14-2009
Katie Marie AngelinoChase Investment Services Corp.Ameriprise Financial Services, Inc.08-10-2009
Philip Richard SiegelChase Investment Services Corp.Ameriprise Financial Services, Inc.07-01-2009
Jeremy Michael RayburnChase Investment Services Corp.Ameriprise Financial Services, Inc.04-20-2009
George Ryan PurcellCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$80002-27-2017
Jonathan Steven ChubakCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$109-10-2014
Kevin Francis DegabrielCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1007-13-2018
Michael Joseph MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
William Joseph AmatuzzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
Next Page »

Showing 1 to 25 of 141 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.