Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William John MillerPKS Advisory Services, LLCAmeriprise Financial Services, Inc.07-31-2019
Evan Mikel EiningerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-15-2019
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
Richard P JohnsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-26-2018
Travis Edward KellmanNext Financial Group, Inc.Ameriprise Financial Services, Inc.09-28-2018
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
Michael Joseph MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
William Joseph AmatuzzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
Nathan Riess WegmanCommonwealth Financial NetworkAmeriprise Financial Services, Inc.04-20-2018
Anthony CandelaHD Vest Investment ServicesAmeriprise Financial Services, Inc.12-06-2017
Karen CruzMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-01-2017
Jay Lawrence CohenEquity Services, Inc.Ameriprise Financial Services, Inc.03-29-2017
Sally Laura HymanSeasons of Advice Wealth Management, LLCAmeriprise Financial Services, Inc.02-07-2017
Mark DorfmanSeasons of Advice Wealth Management, LLCAmeriprise Financial Services, Inc.02-07-2017
Preston Paul FormanSeasons of Advice Wealth Management, LLCAmeriprise Financial Services, Inc.02-03-2017
Edward LeeGeneration Wealth ManagementAmeriprise Financial Services, Inc.01-25-2017
Mark C. WyandLayline AdvisorsAmeriprise Financial Services, Inc.12-16-2016
Joseph Burton HallKestra Investment Services, LLCAmeriprise Financial Services, Inc.09-19-2016
Nicholas John AlfinoPark Avenue Securities LLCAmeriprise Financial Services, Inc.03-09-2016
Thomas Charles MoehringerLPL Financial LLCAmeriprise Financial Services, Inc.01-27-2016
Thomas John CoelhoB. Riley Wealth ManagementAmeriprise Financial Services, Inc.01-09-2015
David Martin GreenbergWatchstone Wealth Management LLCAmeriprise Financial Services, Inc.12-22-2014
Jonathan Steven ChubakCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.09-10-2014
Jeremy Adam JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-21-2014
Bryan E. McWayneThrivent Investment Management Inc.Ameriprise Financial Services, Inc.03-19-2014
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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