Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert A PerconteSummit Brokerage Services, Inc.Ameriprise Financial Services, Inc.05-19-2016
Joseph Nicholas MazzuccoJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$5005-09-2016
Susan Anne PearsonCommonwealth Financial NetworkAmeriprise Financial Services, Inc.04-19-2016
David James LevinVanderbilt Securities, LLCAmeriprise Financial Services, Inc.04-13-2016
Abraham James KaltsasAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$1203-10-2016
Nicholas John AlfinoPark Avenue Securities LLCAmeriprise Financial Services, Inc.03-09-2016
Lawrence Keith BogarB. Riley Wealth ManagementAmeriprise Financial Services, Inc.02-17-2016
Edward John MurphyWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.$23102-16-2016
Thomas Charles MoehringerLPL Financial LLCAmeriprise Financial Services, Inc.01-27-2016
Robert Neal KampferMaxim Group LLCAmeriprise Financial Services, Inc.12-03-2015
Kevin Daniel BarlettaLPL Financial LLCAmeriprise Financial Services, Inc.10-29-2015
Marc Adam SpechtPrivate Advisor Group, LLCAmeriprise Financial Services, Inc.10-02-2015
Frederick William TimmSignator Investors, Inc.Ameriprise Financial Services, Inc.08-13-2015
Leszek Julian MichniewiczB. Riley Wealth ManagementAmeriprise Financial Services, Inc.$2508-07-2015
Virginia Swingle StevensMorgan StanleyAmeriprise Financial Services, Inc.05-22-2015
Gregory Malcolm FerdinandJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$15002-06-2015
Thomas John CoelhoB. Riley Wealth ManagementAmeriprise Financial Services, Inc.01-09-2015
David Martin GreenbergWatchstone Wealth Management LLCAmeriprise Financial Services, Inc.12-22-2014
Daniel Joseph NelsonCapital One Investment Services LLCAmeriprise Financial Services, Inc.10-14-2014
Jeffrey William MyersCadaret, Grant & Co., Inc.Ameriprise Financial Services, Inc.$2509-19-2014
Jonathan Steven ChubakCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$109-10-2014
James Douglas DickeyPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.08-08-2014
Ryan Patrick LambertMetLife Securities Inc.Ameriprise Financial Services, Inc.07-18-2014
George Frederick LorenzLPL Financial LLCAmeriprise Financial Services, Inc.$5005-23-2014
James Joseph Barrett Jr.Purshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.05-16-2014
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Showing 51 to 75 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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