Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia Fran GrauerKestra Investment Services, LLCAmeriprise Financial Services, Inc.$1509-07-2012
Abi VegaGreat American Investors, Inc.Ameriprise Financial Services, Inc.07-01-2012
Cheryl Evans LawlessCommonwealth Financial NetworkAmeriprise Financial Services, Inc.06-12-2012
Peter Ignatius VratimosHornor, Townsend & Kent, LLCAmeriprise Financial Services, Inc.05-25-2012
Robert Verlin WorlowWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.05-16-2012
Marina G MichaelMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-07-2012
Helen Elizabeth FokianosMorgan StanleyAmeriprise Financial Services, Inc.04-30-2012
Richard CrescenzoCapital Securities & Associates, Inc.Ameriprise Financial Services, Inc.12-22-2011
Robert W PaineSage, Rutty & Co., Inc.Ameriprise Financial Services, Inc.12-05-2011
Byrke Joseph SestokMetLife Securities Inc.Ameriprise Financial Services, Inc.11-21-2011
John Francis FabrizioINVEST Financial CorporationAmeriprise Financial Services, Inc.11-17-2011
Deborah CoonsNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.11-14-2011
Mario Albert MolinoLPL Financial LLCAmeriprise Financial Services, Inc.$1011-01-2011
Brandon PowersPrincipal Securities, Inc.Ameriprise Financial Services, Inc.10-11-2011
Ken HaraAXA Advisors, LLCAmeriprise Financial Services, Inc.$106-30-2011
Edward Ramon DiazMetLife Securities Inc.Ameriprise Financial Services, Inc.06-17-2011
Christopher Stephen O'DellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.01-03-2011
David Louis AstryRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-05-2010
James Anthony ArcoraciRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-05-2010
Kevin Daniel AstryRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-05-2010
Lawrence Christopher FiorellaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-05-2010
David Efrem WarshawAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, Inc.10-26-2010
James Emory KeysWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.10-18-2010
Thomas Allen JackMetLife Securities Inc.Ameriprise Financial Services, Inc.09-30-2010
Renee Simon ShermanMetLife Securities Inc.Ameriprise Financial Services, Inc.09-14-2010
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Showing 101 to 125 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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