Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamie Lynn SkaggsJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.02-04-2019
Jeffrey Thomas DeeterPNC InvestmentsAmeriprise Financial Services, Inc.$15011-05-2018
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$110-12-2018
Marcus Adam SaskinValMark Securities, Inc.Ameriprise Financial Services, Inc.$109-27-2018
Paige Gerdes KockValMark Securities, Inc.Ameriprise Financial Services, Inc.09-27-2018
Sonya Rachelle SaskinValMark Securities, Inc.Ameriprise Financial Services, Inc.$5009-27-2018
Eric Steven SparlingMoney Concepts Capital CorpAmeriprise Financial Services, Inc.$15007-23-2018
Scot Gilbert SinklerStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10007-10-2018
Joseph Thomas LeightonEdward JonesAmeriprise Financial Services, Inc.$1002-09-2018
Daniel Adam O'ConnorFsicAmeriprise Financial Services, Inc.01-19-2018
David Charles KronourUnited Advisors Services, LLCAmeriprise Financial Services, Inc.01-19-2018
Randall Jay KronourFsicAmeriprise Financial Services, Inc.$2501-19-2018
Jonathon Alan ChalkPark Avenue Securities LLCAmeriprise Financial Services, Inc.$8601-02-2018
Kevin James BauerFinancial Management Strategies, Inc.Ameriprise Financial Services, Inc.10-20-2017
John Winship DurantL.M. Kohn & CompanyAmeriprise Financial Services, Inc.$10009-15-2017
Garrett Logan FrankLegend Advisory, LLCAmeriprise Financial Services, Inc.08-15-2017
Jay Allan GrandfieldZenith Advisory Group, LLCAmeriprise Financial Services, Inc.04-07-2017
Harry Noble PearsonOneAscent Financial Services LLCAmeriprise Financial Services, Inc.03-13-2017
Victoria Louise EllingerFinancial Management Strategies, Inc.Ameriprise Financial Services, Inc.01-10-2017
Craig Douglas WigginsCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$5801-09-2017
Steven Robert SmetanaSymphony Financial Services, Inc.Ameriprise Financial Services, Inc.12-13-2016
David Eugene MillerCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.12-12-2016
James Edward JonesLPL Financial LLCAmeriprise Financial Services, Inc.12-09-2016
Joshua James AnglinPrivate Advisor Group, LLCAmeriprise Financial Services, Inc.12-08-2016
Thomas Michael CompernollePrivate Advisor Group, LLCAmeriprise Financial Services, Inc.12-08-2016
Next Page »

Showing 1 to 25 of 97 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.