Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Jay MaimonaLPL Financial LLCAmeriprise Financial Services, Inc.07-15-2013
Andrew William FerraroStrategic Wealth Partners, Ltd.Ameriprise Financial Services, Inc.12-18-2014
Bradley Kyle VandervluchtPruco Securities, LLC.Ameriprise Financial Services, Inc.07-08-2019
Brian Reed BrownLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.12-04-2015
Bruce Allen Krarup Jr.Fifth Third Securities, Inc.Ameriprise Financial Services, Inc.10-14-2009
Caleb W. StertzerAmeritas Investment Corp.Ameriprise Financial Services, Inc.11-01-2011
Charles Edward DavisThe Rule Wealth Management LLCAmeriprise Financial Services, Inc.02-10-2010
Christopher Lee StiverLPL Financial LLCAmeriprise Financial Services, Inc.11-12-2013
Christopher Sweeney LPL Financial LLC Ameriprise Financial Services, Inc.$12509-27-2019
Craig Douglas WigginsCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$5801-09-2017
Daniel Adam O'ConnorFSICAmeriprise Financial Services, Inc.01-19-2018
David Charles KronourUnited Advisors Services, LLCAmeriprise Financial Services, Inc.01-19-2018
David Lee HeffelmanLPL Financial LLCAmeriprise Financial Services, Inc.07-15-2013
Eric Steven SparlingMoney Concepts Capital CorpAmeriprise Financial Services, Inc.$15007-23-2018
Erik Shannon KeisterNorth Star Advisory Group, LLCAmeriprise Financial Services, Inc.07-21-2015
Eugene Edward Welsh Jr.LaSalle St Securities, L.L.C.Ameriprise Financial Services, Inc.11-08-2019
Garrett Logan FrankLegend Advisory, LLCAmeriprise Financial Services, Inc.08-15-2017
Harry Noble PearsonOneAscent Financial Services LLCAmeriprise Financial Services, Inc.03-13-2017
James Edward JonesLPL Financial LLCAmeriprise Financial Services, Inc.12-09-2016
James Jones, Steven SmetanaLPL Financial LLCAmeriprise Financial Services, Inc.$6412-09-2016
Jamie Lynn SkaggsJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.02-04-2019
Jarrett P. MehalikFifth Third Securities, Inc.Ameriprise Financial Services, Inc.04-03-2014
Jason Thomas Ice1st Global Capital Corp.Ameriprise Financial Services, Inc.$5007-01-2009
Jay Allan GrandfieldZenith Advisory Group, LLCAmeriprise Financial Services, Inc.04-07-2017
Jeffrey Thomas DeeterPNC InvestmentsAmeriprise Financial Services, Inc.$15011-05-2018
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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