Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Scott ManessLPL Financial LLCAmeriprise Financial Services, Inc.01-15-2019
Brooklyn Hannah BrockSageOak Financial, LLCAmeriprise Financial Services, Inc.09-24-2018
Brandy Dusa PearceUnited Planners' Financial Services of America A Limited PartnerAmeriprise Financial Services, Inc.09-30-2016
Abby Renee HubbleBOK Financial Services, Inc.Ameriprise Financial Services, Inc.06-09-2016
Margaret C OtterstromKestra Investment Services, LLCAmeriprise Financial Services, Inc.07-01-2015
Mark James GregoryVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.$2508-01-2013
Sky Brent RylantLPL Financial LLCAmeriprise Financial Services, Inc.$15010-10-2012
Larry Don HewittMorgan StanleyAmeriprise Financial Services, Inc.03-13-2012
Keith Edward DowneyPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.03-01-2012
Kelly Ryan HewittMorgan StanleyAmeriprise Financial Services, Inc.10-17-2011
Paul Franklin MuretHD Vest Investment ServicesAmeriprise Financial Services, Inc.$106-03-2011
Steve Lee FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-26-2011
Jerome Albert AlexanderWilbanks Securities, Inc.Ameriprise Financial Services, Inc.04-01-2011
Justin L RamseyLocal Securities CorporationAmeriprise Financial Services, Inc.11-18-2009
Jerome Albert AlexanderLincoln Financial Securities CorporationAmeriprise Financial Services, Inc.06-04-2009
Steven Royce RobinsonVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.$2501-28-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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