Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg Gratian JurnaEdward JonesAmeriprise Financial Services, Inc.05-24-2019
Trevor Jewel LooneyUmpqua Investments, Inc.Ameriprise Financial Services, Inc.$10010-24-2018
Garrett Ryan McginnisU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$104-16-2018
John Taylor ClosiFinancial Advocates Investment ManagementAmeriprise Financial Services, Inc.10-31-2017
Hsin-Cheng KuoNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.10-27-2016
Joel Alexander GiustiCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.$15010-12-2016
Travis Allen HarperRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.03-14-2016
Drew David AndersenWorldview Wealth AdvisorsAmeriprise Financial Services, Inc.03-09-2016
Scott Douglas CramerWaddell & ReedAmeriprise Financial Services, Inc.08-17-2015
Irena RadziszewskiWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.12-04-2014
Erica Alikpala CortezRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-05-2014
Jeffrey Tyler SwansonNext Financial Group, Inc.Ameriprise Financial Services, Inc.09-02-2014
Robert James Baggarley Jr.LPL Financial LLCAmeriprise Financial Services, Inc.09-02-2014
Andrew J LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-04-2013
Justin Daniel ManryCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.09-26-2013
Thomas Alfred KruegerSii Investments, Inc.Ameriprise Financial Services, Inc.06-04-2013
Geoffrey Denison LarocheLPL Financial LLCAmeriprise Financial Services, Inc.$601-11-2013
Trevor Alexander RossMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-30-2012
Corey Scott LevineLPL Financial LLCAmeriprise Financial Services, Inc.$104-05-2012
Erica Gail NortmanLPL Financial LLCAmeriprise Financial Services, Inc.$1,00008-19-2011
Mark David NortmanLPL Financial LLCAmeriprise Financial Services, Inc.$1,00008-19-2011
Matthew James WiensLPL Financial LLCAmeriprise Financial Services, Inc.$1,00008-19-2011
David Sanford ErlandsonErlandson Wealth ManagementAmeriprise Financial Services, Inc.07-01-2011
Kari Ellen MillerCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.02-10-2011
Lizabeth Mara DurrellLPL Financial LLCAmeriprise Financial Services, Inc.$2512-17-2010
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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