Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Howard MatthewsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.11-20-2019
Nicholas Andrew GiorgioWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.11-20-2019
Chantel G. AymondCetera Investment Services LLCAmeriprise Financial Services, Inc.10-04-2019
Matthew Joseph KingCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.10-04-2019
Barry Wayne TateKestra Investment Services, LLCAmeriprise Financial Services, Inc.$50009-13-2019
Nathan Lee HaleRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$48008-30-2019
Kendall Marie InmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.08-23-2019
Weldon Brent ThomasRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.08-09-2019
Dan KrausAustin Private WealthAmeriprise Financial Services, Inc.07-22-2019
Raoul Marie CelerierAustin Private WealthAmeriprise Financial Services, Inc.07-22-2019
Joshua Charles DvorakAustin Private WealthAmeriprise Financial Services, Inc.07-22-2019
Kieu Thi LeAustin Private WealthAmeriprise Financial Services, Inc.07-18-2019
Alex James WagnerAustin Private WealthAmeriprise Financial Services, Inc.07-18-2019
Christopher James CarruthersAustin Private WealthAmeriprise Financial Services, Inc.07-18-2019
Daniel Scott BurgesB. Riley Wealth ManagementAmeriprise Financial Services, Inc.07-12-2019
Stephen Scott ShermanHilltop Securities Inc.Ameriprise Financial Services, Inc.07-11-2019
William Randolph DanielsHilltop Securities Inc.Ameriprise Financial Services, Inc.07-11-2019
Jeffrey Neal VanoverHilltop Securities Inc.Ameriprise Financial Services, Inc.07-11-2019
Robert M. CantuSigma Financial CorporationAmeriprise Financial Services, Inc.$10007-08-2019
Jeffrey John TalaricoLaSalle St Securities, L.L.C.Ameriprise Financial Services, Inc.$25006-14-2019
David John AdamsAllstate Financial Services, LLCAmeriprise Financial Services, Inc.06-03-2019
Joseph Stephen St ThomasAltruVista LLCAmeriprise Financial Services, Inc.05-21-2019
Charles Ray HartLPL Financial LLCAmeriprise Financial Services, Inc.$15005-17-2019
Loyd Bradley BouldinLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
Reagan Leann HelfandFort AdvisorsAmeriprise Financial Services, Inc.05-06-2019
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Showing 1 to 25 of 256 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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