Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Wayne TateKestra Investment Services, LLCAmeriprise Financial Services, Inc.$5009-13-2019
Nathan Lee HaleRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$4808-30-2019
Weldon Brent ThomasRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.08-09-2019
Kieu Thi LeAustin Private WealthAmeriprise Financial Services, Inc.07-18-2019
Daniel Scott BurgesB. Riley Wealth ManagementAmeriprise Financial Services, Inc.07-12-2019
Stephen Scott ShermanHilltop Securities Inc.Ameriprise Financial Services, Inc.07-11-2019
Robert M. CantuSigma Financial CorporationAmeriprise Financial Services, Inc.07-08-2019
Jeffrey John TalaricoLaSalle St. Securities, LLCAmeriprise Financial Services, Inc.$2506-14-2019
David John AdamsAllstate Financial Services, LLCAmeriprise Financial Services, Inc.06-03-2019
Charles Ray HartLPL Financial LLCAmeriprise Financial Services, Inc.$15005-17-2019
Loyd Bradley BouldinLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
Marcus Houston QuallsRobert W. Baird & Co. IncorporatedAmeriprise Financial Services, Inc.04-23-2019
Paul Leroy WildbergerIntegrity Private Wealth Advisors, LLCAmeriprise Financial Services, Inc.04-18-2019
Robert Stephen KatchinoskiSigma Financial CorporationAmeriprise Financial Services, Inc.$2501-18-2019
Shane Ross AbernathyHilltop Securities Independent Network Inc.Ameriprise Financial Services, Inc.$5001-11-2019
John Eric Moore Jr.Sigma Financial CorporationAmeriprise Financial Services, Inc.12-17-2018
Ryan C. WaltonCetera Advisors LLCAmeriprise Financial Services, Inc.12-13-2018
Karl Milton DagelThe Dagel GroupAmeriprise Financial Services, Inc.11-14-2018
Chad Jay JohnsonSigma Financial CorporationAmeriprise Financial Services, Inc.$2510-26-2018
Jason Brice MeekJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$2509-24-2018
Aimee Carissa D'AigleLPL Financial LLCAmeriprise Financial Services, Inc.09-10-2018
Tim C. Satre, Aimee Daigle, Misty WaltersLPL Financial LLCAmeriprise Financial Services, Inc.$7108-21-2018
Marlon Keith ScottLPL Financial LLCAmeriprise Financial Services, Inc.$1008-31-2018
Robin Curt HolcombWedbush Securities Inc.Ameriprise Financial Services, Inc.$5007-31-2018
Richard Wyman Howells Jr.Raymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5007-16-2018
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Showing 1 to 25 of 135 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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