Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, Inc.05-25-2018
Anders Olof LundegardCapitol Private Wealth Group LLCAmeriprise Financial Services, Inc.09-14-2016
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, Inc.11-21-2018
Britt Edward HockenberryLPL Financial LLCAmeriprise Financial Services, Inc.08-14-2018
Bryan David StricklandLPL Financial LLCAmeriprise Financial Services, Inc.$10008-09-2016
Charles Thomas Wimbish Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$1005-01-2015
Curtis Jeffrey CongdonLara, May & Associates, LLCAmeriprise Financial Services, Inc.02-09-2009
Darren BanhMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.01-05-2011
David Anthony MorganteVariant Private Wealth LLCAmeriprise Financial Services, Inc.06-21-2017
Elizabeth Ann KingStony Point Wealth Management Inc.Ameriprise Financial Services, Inc.09-01-2016
George T. GillenWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2501-14-2016
Jaclyn Rose McMahonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-01-2016
James Clark Jamison IIILPL Financial LLCAmeriprise Financial Services, Inc.12-03-2010
James Noel PinsonJ. Noel Pinson and Associates, LLCAmeriprise Financial Services, Inc.03-13-2018
Jamie Irving MattioliWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.11-07-2012
Janet Marie Hroncich, Thomas PalazzoMorgan StanleyAmeriprise Financial Services, Inc.$15007-13-2012
Jeffrey Michael BurgessBurgess Wealth AdvisoryAmeriprise Financial Services, Inc.01-07-2015
John ViscusoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-15-2018
Jonathan Adam JagolinzerCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-29-2014
Joseph Ryerson CoulsonGrand Strategy Capital, LLCAmeriprise Financial Services, Inc.08-18-2016
Julia Marie SeroskieMML Investors Services, LLCAmeriprise Financial Services, Inc.10-10-2009
Karen Renee Sanders TupitzaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-28-2018
Kevin A. MautteLPL Financial LLCAmeriprise Financial Services, Inc.12-12-2017
Kevin A. RushCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.01-02-2013
Leda Yasmine BonillaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.02-15-2019
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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