Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gordon LauLPL Financial LLCAmeriprise Financial Services, Inc.$10010-26-2009
Steven Lane WegnerLPL Financial LLCAmeriprise Financial Services, Inc.$32001-04-2010
Christopher Lee FarverLPL Financial LLCAmeriprise Financial Services, Inc.02-26-2010
Thomas Andrew LoveLPL Financial LLCAmeriprise Financial Services, Inc.$10003-05-2010
James Clark Jamison IIILPL Financial LLCAmeriprise Financial Services, Inc.$10012-03-2010
Herbert Donnell SaundersLPL Financial LLCAmeriprise Financial Services, Inc.$10011-29-2012
Gordon Craig GrahamLPL Financial LLCAmeriprise Financial Services, Inc.$10012-14-2012
Carl B Dickson Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$50009-06-2013
Mark Lynn DennisLPL Financial LLCAmeriprise Financial Services, Inc.$25004-13-2015
Charles Thomas Wimbish Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$10005-01-2015
Bryan David StricklandLPL Financial LLCAmeriprise Financial Services, Inc.$10008-09-2016
Peter Bruce SuyamaLPL Financial LLCAmeriprise Financial Services, Inc.$16604-28-2017
Kevin A. MautteLPL Financial LLCAmeriprise Financial Services, Inc.12-12-2017
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, Inc.05-25-2018
Britt Edward HockenberryLPL Financial LLCAmeriprise Financial Services, Inc.08-14-2018
Carroll Carter JohnsLPL Financial LLCAmeriprise Financial Services, Inc.$25007-26-2019
John Carter Gillis Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$92007-26-2019
Elizabeth Bennett WelcherLPL Financial LLCAmeriprise Financial Services, Inc.08-16-2019

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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